Why Engage? China and the Logic of Communicative Engagement

Abstract

With the breakdown of American relations with China after 1989 and the rapid growth of Chinese power in the 1990s, the American policy of engagement attempted to encourage China to become a moderate participant in the international status quo through the building of economic interdependence, participation in international institutions and strategic dialogues. The widespread belief in the failure of this policy has helped to drive the spiraling conflict between the two states. Drawing on Habermas's distinction between strategic and communicative action, this article argues that the unacknowledged rationalist theoretical foundations of the policy of engagement explain its empirical experience. Engagement rested on a strategic mode of action, in which the building of interdependencies and dialogues were instrumental policies to change the target state. Rationalist signaling models demonstrate effectively why engagement is likely to fail within such a strategic mode of action. The policy of engagement carries within it the potential for a communicative mode of action, however, in which states enter into public dialogues in order to more effectively communicate, discover and shape preferences, and arrive at mutually acceptable institutions. Communicative engagement, designed to allow for the free exchange of reasoned argument under conditions which minimize the direct application of power, provides a superior means to achieve the avowed goals of engagement. Through an analysis of an important potentially conflictual strategic relationship, this article advances the emerging dialogue between rationalist and critical theories by focusing on communication, uncertainty and the transformative potential of public discourse. It draws on a theory of communicative action rooted in Habermas to evaluate the empirical record of engagement in the 1990s, and to articulate theoretical foundations for a communicative engagement which more effectively communicates and shapes state preferences.