Abstract

In recent years, an increasing number of studies have used Voxel Based Morphometry (VBM) to compare a single patient with a psychiatric or neurological condition of interest against a group of healthy controls. However, the validity of this approach critically relies on the assumption that the single patient is drawn from a hypothetical population with a normal distribution and variance equal to that of the control group. In a previous investigation, we demonstrated that family-wise false positive error rate (i.e., the proportion of statistical comparisons yielding at least one false positive) in single case VBM are much higher than expected (Scarpazza et al., 2013). Here, we examine whether the use of non-parametric statistics, which does not rely on the assumptions of normal distribution and equal variance, would enable the investigation of single subjects with good control of false positive risk. We empirically estimated false positive rates (FPRs) in single case non-parametric VBM, by performing 400 statistical comparisons between a single disease-free individual and a group of 100 disease-free controls. The impact of smoothing (4, 8, and 12 mm) and type of pre-processing (Modulated, Unmodulated) was also examined, as these factors have been found to influence FPRs in previous investigations using parametric statistics. The 400 statistical comparisons were repeated using two independent, freely available data sets in order to maximize the generalizability of the results. We found that the family-wise error rate was 5% for increases and 3.6% for decreases in one data set; and 5.6% for increases and 6.3% for decreases in the other data set (5% nominal). Further, these results were not dependent on the level of smoothing and modulation. Therefore, the present study provides empirical evidence that single case VBM studies with non-parametric statistics are not susceptible to high false positive rates. The critical implication of this finding is that VBM can be used to characterize neuroanatomical alterations in individual subjects as long as non-parametric statistics are employed.

Highlights

  • The development of structural neuroimaging has allowed the in vivo investigation of the human brain

  • Our previous investigation showed that Voxel Based Morphometry (VBM) is not a reliable technique for investigating single cases due to high susceptibility to false positive findings (Scarpazza et al, 2013)

  • We suggested that this was explained by VBM’s reliance on parametric statistics, which require the patient data to respect the assumption of normal distribution and to reflect the mean value of a hypothetical patient population with a variance equal to that of the control group

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Summary

Introduction

The development of structural neuroimaging has allowed the in vivo investigation of the human brain. The vast majority of these studies were performed using Voxel Based Morphometry (VBM), a whole brain technique for characterizing regional volume and tissue concentration differences from structural magnetic resonance imaging (MRI) scans (Ashburner and Friston, 2000, 2001; Good et al, 2001; Mechelli et al, 2005). A typical VBM study compares a group of patients with a group of healthy controls, and tests for neuroanatomical differences between the two using grouplevel statistics. The results of these studies, have had limited translational impact in everyday clinical practice (FusarPoli et al, 2009; Ioannidis, 2011; Borgwardt et al, 2012), where a clinician needs to make inferences at the level of the individual patient. An increasing number of research groups have attempted to overcome this by performing single case studies in which an individual patient is compared against a group of healthy controls (please see Scarpazza et al, 2013 for a summary of existing studies using single case VBM)

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