Abstract

A large part of the worldwide population suffers from obstructive sleep apnea (OSA), a disorder impairing the restorative function of sleep and constituting a risk factor for several cardiovascular pathologies. The standard diagnostic metric to define OSA is the apnea–hypopnea index (AHI), typically obtained by manually annotating polysomnographic recordings. However, this clinical procedure cannot be employed for screening and for long-term monitoring of OSA due to its obtrusiveness and cost. Here, we propose an automatic unobtrusive AHI estimation method fully based on wrist-worn reflective photoplethysmography (rPPG), employing a deep learning model exploiting cardiorespiratory and sleep information extracted from the rPPG signal trained with 250 recordings. We tested our method with an independent set of 188 heterogeneously disordered clinical recordings and we found it estimates the AHI with a good agreement to the gold standard polysomnography reference (correlation = 0.61, estimation error = 3±10 events/h). The estimated AHI was shown to reliably assess OSA severity (weighted Cohen’s kappa = 0.51) and screen for OSA (ROC–AUC = 0.84/0.86/0.85 for mild/moderate/severe OSA). These findings suggest that wrist-worn rPPG measurements that can be implemented in wearables such as smartwatches, have the potential to complement standard OSA diagnostic techniques by allowing unobtrusive sleep and respiratory monitoring.

Highlights

  • A large part of the worldwide population suffers from obstructive sleep apnea (OSA), a disorder impairing the restorative function of sleep and constituting a risk factor for several cardiovascular pathologies

  • Recent ECGbased methods showed good apnea–hypopnea index (AHI) estimation and OSA screening-performance in large and heterogeneous ­populations21,22. reflective photoplethysmography (rPPG) can potentially provide similar information as the ECG and it can be embedded in wristworn devices that are more accepted and easier to wear in a free-living context compared to ECG-patches or -belts[14,23]

  • We achieved a similar distribution in the OSA severity class and similar underestimation tendency of the two home sleep apnea tests (HSAT) with automatic AHI estimation investigated by Aurora et al.[73]

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Summary

Introduction

A large part of the worldwide population suffers from obstructive sleep apnea (OSA), a disorder impairing the restorative function of sleep and constituting a risk factor for several cardiovascular pathologies. The estimated AHI was shown to reliably assess OSA severity (weighted Cohen’s kappa = 0.51) and screen for OSA (ROC–AUC = 0.84/0.86/0.85 for mild/moderate/severe OSA) These findings suggest that wrist-worn rPPG measurements that can be implemented in wearables such as smartwatches, have the potential to complement standard OSA diagnostic techniques by allowing unobtrusive sleep and respiratory monitoring. RPPG-based devices can extract cardiorespiratory parameters, such as heart rate variability (HRV) and surrogates of respiratory ­activity[13,14,15] They have been shown to be able to assess sleep architecture in healthy and disordered ­populations[16,17,18,19]. It is important to develop an AHI estimation algorithm using datasets that embrace the full complexity of healthy and disordered sleep

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