Wave-equation Rayleigh-wave dispersion inversion using fundamental and higher modes

Abstract

Recorded surface waves often provide reasonable estimates of the S-wave velocity in the near surface. However, existing algorithms are mainly based on the 1D layered-model assumption and require picking the dispersion curves either automatically or manually. We have developed a wave-equation-based inversion algorithm that inverts for S-wave velocities using fundamental and higher mode Rayleigh waves without picking an explicit dispersion curve. Our method aims to maximize the similarity of the phase velocity spectrum ([Formula: see text]) of the observed and predicted surface waves with all Rayleigh-wave modes (if they exist) included in the inversion. The [Formula: see text] spectrum is calculated using the linear Radon transform applied to a local similarity-based objective function; thus, we do not need to pick velocities in spectrum plots. As a result, the best match between the predicted and observed [Formula: see text] spectrum provides the optimal estimation of the S-wave velocity. We derive S-wave velocity updates using the adjoint-state method and solve the optimization problem using a limited-memory Broyden-Fletcher-Goldfarb-Shanno algorithm. Our method excels in cases in which the S-wave velocity has vertical reversals and lateral variations because we used all-modes dispersion, and it can suppress the local minimum problem often associated with full-waveform inversion applications. Synthetic and field examples are used to verify the effectiveness of our method.