Was inter-population connectivity of Neanderthals and modern humans the driver of the Upper Paleolithic transition rather than its product?

Abstract

The transition from the Middle Paleolithic (MP) to the Upper Paleolithic (UP), circa 40kya, is viewed as a major turning point in human evolution, in terms of the material culture, demography, and geographical expansion of modern humans. However, attempts to identify an origin of this so-called ‘revolution’ in the form of a particular stone-tool techno-complex, representing cultural modernity, which spread across the human range, have failed. Instead, the archaeological record of this period comprises multiple ‘transitional techno-complexes’, some associated with modern humans and others with Neanderthals. The cultures that these techno-complexes represent are characterized by precursors of the material cultures of the UP, often alongside features that suggest local cultural continuity. The broadly simultaneous appearance of these transitional cultures, despite a lack of a clear common origin, is puzzling. We suggest that these local ‘revolutions’ had a common underlying driver, which explains the simultaneous appearance of transitional techno-complexes, but that this driver did not determine the particular form of each local revolution. We propose that the driver of the transition to the UP was an increase in inter-population connectivity, both within- and between-species, which allowed local cultures to rapidly evolve and to attain greater complexity than ever before. We suggest that this change was driven by the interaction between modern humans and Neanderthals. In this article we outline processes that are likely to have influenced inter-population connectivity, bringing together evolutionary and ecological perspectives alongside insights from the field of cultural evolution.