Abstract

Unlike dogs and cats, people do not point their ears as they focus attention on novel, salient, or task-relevant stimuli. Our species may nevertheless have retained a vestigial pinna-orienting system that has persisted as a 'neural fossil' within in the brain for about 25 million years. Consistent with this hypothesis, we demonstrate that the direction of auditory attention is reflected in sustained electrical activity of muscles within the vestigial auriculomotor system. Surface electromyograms (EMGs) were taken from muscles that either move the pinna or alter its shape. To assess reflexive, stimulus-driven attention we presented novel sounds from speakers at four different lateral locations while the participants silently read a boring text in front of them. To test voluntary, goal-directed attention we instructed participants to listen to a short story coming from one of these speakers, while ignoring a competing story from the corresponding speaker on the opposite side. In both experiments, EMG recordings showed larger activity at the ear on the side of the attended stimulus, but with slightly different patterns. Upward movement (perking) differed according to the lateral focus of attention only during voluntary orienting; rearward folding of the pinna's upper-lateral edge exhibited such differences only during reflexive orienting. The existence of a pinna-orienting system in humans, one that is experimentally accessible, offers opportunities for basic as well as applied science.

Highlights

  • Watching the ears allows an equestrian to gauge their mount’s shifting attention

  • As we were interested in the interactive role of distinct muscles in attempting to shape and point the pinnae, we recorded EMG from posterior, anterior, superior, and transverse auricular muscles (PAM, AAM, SAM, and TAM)

  • The signal-averaged EMG waveforms of Figure 2 show well-defined responses with an onset latency of about 70 ms, responses that vary in amplitude, duration, and morphology according to the relative direction of the sound source

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Summary

Introduction

Watching the ears allows an equestrian to gauge their mount’s shifting attention. Ear movements are not a useful cue in humans or apes because higher primates have lost the ability to orient by adjusting pinna shape and focal direction. Instead we judge a person’s attention by their gaze direction. In thousands of research reports each year, though, casual observation of ocular orienting is replaced by sophisticated recording techniques. We show in the present paper that similar electrical and optical techniques allow us to extract muscular correlates of pinna-orienting in our species and even render subtle pinna-orienting movements visible. Activation of the ear muscles is directionally specific and it occurs during voluntary as well as reflexive attention

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