Vegetation descriptors from Sentinel-1 SAR data for crop growth monitoring

Abstract

Synthetic aperture radar (SAR) remote sensing technology has the advantage of all-weather observation and can acquire time-series images with crop growth period, which has great potential for applications such as crop phenology analysis. However, available studies primarily focus on conducting statistical and crop growth analyses based on the polarization or backscatter intensities of SAR images, and the exploration of polarization scattering information in SAR images is not sufficient. To comprehensively reflect the polarization characteristics and scattering mechanisms of crop at different growth stages, we propose a new method for extracting vegetation descriptors from Sentinel-1 dual-polarimetric SAR data. The method combines the backscattering intensity and polarization decomposition information to construct a normalized index q, which is used to generate three vegetation descriptors: the co-pol purity parameter (mcp), the pseudo-scattering angle (θcp), and the pseudo-scattering entropy (Hcp). Further, a novel unsupervised clustering framework, founded on Hcp and θcp, has been proposed. This framework establishes six zones (named as Z1 to Z6) representing distinct physical scattering mechanisms, and by statistically sampling point data, it can determine the growth stage of the crops For validating the performance of the proposed vegetation descriptors and clustering framework, we conducted a three-year experiment using four crops from two publicly available datasets, namely wheat and canola from the Carman in Canada (Test site-1), corn and soybeans from Iowa in the United States (Test site-2). The experimental results indicate that mcp,θcp, and Hcp exhibit regular changes at different growth stages of crops from planting to maturity, with mcp and θcp gradually decreasing while Hcp gradually increasing. Within the entire phenology window, θcp changes by approximately 42°, while both mcp and θcp varies by about 0.9, and the sampling points shift from the Z2 to the Z5 zone. The vegetation descriptors are highly sensitive to the growth status of crops, and the clustering framework can also effectively respond to different growth stages of vegetation. Furthermore, the vegetation descriptors and clustering framework proposed in this study have the potential for extended application to different crop types and other polarimetric SAR data sources.