Abstract

PurposeThe aim of this study was to develop a multivariate logistic regression model with least absolute shrinkage and selection operator (LASSO) to make valid predictions about the incidence of moderate-to-severe patient-rated xerostomia among head and neck cancer (HNC) patients treated with IMRT.Methods and MaterialsQuality of life questionnaire datasets from 206 patients with HNC were analyzed. The European Organization for Research and Treatment of Cancer QLQ-H&N35 and QLQ-C30 questionnaires were used as the endpoint evaluation. The primary endpoint (grade 3+ xerostomia) was defined as moderate-to-severe xerostomia at 3 (XER3m) and 12 months (XER12m) after the completion of IMRT. Normal tissue complication probability (NTCP) models were developed. The optimal and suboptimal numbers of prognostic factors for a multivariate logistic regression model were determined using the LASSO with bootstrapping technique. Statistical analysis was performed using the scaled Brier score, Nagelkerke R2, chi-squared test, Omnibus, Hosmer-Lemeshow test, and the AUC.ResultsEight prognostic factors were selected by LASSO for the 3-month time point: Dmean-c, Dmean-i, age, financial status, T stage, AJCC stage, smoking, and education. Nine prognostic factors were selected for the 12-month time point: Dmean-i, education, Dmean-c, smoking, T stage, baseline xerostomia, alcohol abuse, family history, and node classification. In the selection of the suboptimal number of prognostic factors by LASSO, three suboptimal prognostic factors were fine-tuned by Hosmer-Lemeshow test and AUC, i.e., Dmean-c, Dmean-i, and age for the 3-month time point. Five suboptimal prognostic factors were also selected for the 12-month time point, i.e., Dmean-i, education, Dmean-c, smoking, and T stage. The overall performance for both time points of the NTCP model in terms of scaled Brier score, Omnibus, and Nagelkerke R2 was satisfactory and corresponded well with the expected values.ConclusionsMultivariate NTCP models with LASSO can be used to predict patient-rated xerostomia after IMRT.

Highlights

  • Head and neck cancers (HNC) are a leading cause of cancer mortality in Taiwan

  • Eight prognostic factors were selected by least absolute shrinkage and selection operator (LASSO) for the 3-month time point: Dmean-c, Dmean-i, age, financial status, T stage, AJCC stage, smoking, and education

  • Nine prognostic factors were selected for the 12-month time point: Dmean-i, education, Dmean-c, smoking, T stage, baseline xerostomia, alcohol abuse, family history, and node classification

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Summary

Introduction

Head and neck cancers (HNC) are a leading cause of cancer mortality in Taiwan. Radiotherapy (RT) plays an important role in the treatment of HNC. Xerostomia is a common complication in patients with HNC after radiotherapy. The normal tissue complication probability (NTCP) model was developed using either a univariate or multivariate logistic regression model to predict the incidence of xerostomia. The development of xerostomia as reported by patients most likely depends on a variety of prognostic factors [3,4,5,7,8]. Some variables such as clinical and treatment-related factors that may have important effects on the risk of radiationinduced complications need to be taken into consideration. One goal of this study was to develop predictive models for patient-rated xerostomia, taking into account dose distributions in parotid glands as well as other potential clinical and treatmentrelated prognostic factors

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