Abstract

Crop yield prediction prior to harvest is important for crop income and insurance projections, and for evaluating food security. Yet, modeling crop yield is challenging because of the complexity of the relationships between crop growth and predictor variables, especially at the field scale. In this study, an artificial neural network (ANN) method was used: (1) to evaluate the relative importance of predictor variables for the prediction of within-field corn and soybean end-of-season yield and (2) to evaluate the performance of the ANN models with a minimal optimized variable dataset for their capacity to predict corn and soybean yield over multiple years at the within-field level. Several satellite derived vegetation indices (normalized difference vegetation index—NDVI, red edge NDVI and simple ratio—SR) and elevation derived variables (slope, flow accumulation, aspect) were used as crop yield predictor variables, hypothesizing that the different variables reflect different crop and site conditions. The study identified the SR index and the slope as the most important predictor variables for both crop types during two training and testing years (2011, 2012). The dates of the most important SR images, however, were different for the two crop types and corresponded to their critical crop developmental stages (phenology). The relative mean absolute errors were overall smaller for corn compared to soybean: all of the 2011 corn study fields had errors below 10%; 75% of the fields had errors below 10% in 2012. The errors were more variable for soybean. In 2011, 37% of the fields had errors below 10%, while in 2012, 100% of the fields had errors below 20%. The results are promising and can provide yield estimates at the farm level, which could be useful in refining broader scale (e.g., county, region) yield projections.

Highlights

  • The ability to predict crop yield prior to harvest is important for crop income and insurance projections, as well as for evaluating food security at local to global scales

  • In the drier year (2012: cumulative May–August rainfall of ~205 mm), the images were similar for the two crops with the highest weights for July images (July 11: R1 for soybean; July 18: V11 for corn)

  • Late season images were used in the model: August 18 for both crops (R5–R6 for soybean, R4–R5 for corn) and August 04 for corn (~R3)

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Summary

Introduction

The ability to predict crop yield prior to harvest is important for crop income and insurance projections, as well as for evaluating food security at local to global scales. Models that spatially predict within-field yields can be used to characterize the environmental and management factors that most strongly contribute to yield variability. Information on these factors can support decision making on precision farming applications, agriculture practices, optimal types for crops to grow (i.e., rotation) and the selection of agriculture lands to be retired for the purpose of biodiversity/conservation. Predicting crop yield variability in a field from year to year is challenging due the complexity of the relationships between crop growth and the driving factors, and the difficulty to characterize crop growth processes and the driving factors (e.g., varieties, soil management, fertilizer types). Weiss et al [3] emphasized three main growth areas associated with machine learning in agriculture: (1) the development of MLAs for classification, (2) the development of MLAs that can accelerate 3D physical models, and (3) the development of MLAs to retrieve crop variables

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