Unity of Kohn-Sham density-functional theory and reduced-density-matrix-functional theory

Abstract

This work presents a rigorous theory to unify the two independent theoretical frameworks of Kohn-Sham (KS) density-functional theory (DFT) and reduced-density-matrix-functional theory (RDMFT). The generalization of the KS orbitals to hypercomplex number systems leads to the hypercomplex KS (HCKS) theory, which extends the search space for the electron density in KS-DFT and reformulates the kinetic energy. The HCKS theory provides a general framework, and different dimensions of the HCKS orbitals lead to different HCKS methods, with KS-DFT and RDMFT being two cases corresponding to the smallest and largest dimensions. Furthermore, a series of tests show that HCKS can capture the multireference nature of strong correlation by dynamically varying fractional occupations, while maintaining the same computational scaling as the KS method. With great potential to overcome the fundamental limitations of the KS method, HCKS creates new possibilities for the development and application of DFT.