Abstract

BackgroundObtaining informed consent for participation in genomic research in low-income settings presents specific ethical issues requiring attention. These include the challenges that arise when providing information about unfamiliar and technical research methods, the implications of complicated infrastructure and data sharing requirements, and the potential consequences of future research with samples and data. This study investigated researchers’ and participants’ parents’ experiences of a consent process and understandings of a genome-wide association study of malaria involving children aged five and under in Mali. It aimed to inform best practices in recruiting participants into genomic research.MethodsA qualitative rapid ethical assessment was undertaken. Fifty-five semi-structured interviews were conducted with the parents of research participants. An additional nine semi-structured interviews were conducted with senior research scientists, research assistants and with a member of an ethics committee. A focus group with five parents of research participants and direct observations of four consent processes were also conducted. French and translated English transcripts were descriptively and thematically coded using OpenCode software.ResultsParticipants’ parents in the MalariaGEN study had differing understandings of the causes of malaria, the rationale for collecting blood samples, the purposes of the study and the kinds of information the study would generate. Genomic aspects of the research, including the gene/environment interaction underlying susceptibility or resistance to severe malaria, proved particularly challenging to explain and understand.ConclusionsThis study identifies a number of areas to be addressed in the design of consent processes for genomic research, some of which require careful ethical analysis. These include determining how much information should be provided about differing aspects of the research and how best to promote understandings of genomic research. We conclude that it is important to build capacity in the design and conduct of effective and appropriate consent processes for genomic research in low and middle-income settings. Additionally, consideration should be given to the role of review committees and community consultation activities in protecting the interests of participants in genomic research.Electronic supplementary materialThe online version of this article (doi:10.1186/s12910-015-0035-7) contains supplementary material, which is available to authorized users.

Highlights

  • Obtaining informed consent for participation in genomic research in low-income settings presents specific ethical issues requiring attention

  • Aspects of specific research protocols may prove difficult to explain: in genomic research such issues include the unfamiliar and technical research methods, the implications for participants of the complicated infrastructure and data sharing requirements, and potential consequences of future research with samples and data [10,11,12,13]

  • A few parents’ descriptions focused on how the study might discover why some children get malaria and others don’t: When we arrived at the Gabriel Touré we found these people, they said there is a project, if we take part, the child will be treated free of charge...It is a way to help the poor people...I really liked it; I agreed to join the project

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Summary

Introduction

Obtaining informed consent for participation in genomic research in low-income settings presents specific ethical issues requiring attention. Aspects of specific research protocols may prove difficult to explain: in genomic research such issues include the unfamiliar and technical research methods, the implications for participants of the complicated infrastructure and data sharing requirements, and potential consequences of future research with samples and data (the nature of which may be unknown at the time consent is sought) [10,11,12,13] All of these factors were relevant in a MalariaGEN study which enrolled young children with parental consent into a study to identify genetic factors affecting immune responses to malaria in 11 African and two Asian countries (http://www.malariagen.net/projects/cp). This is an important gap in the literature given the increasing interest in genomic research in low-income settings and in particular in Africa, with initiatives such as H3Africa (www.H3Africa.org)

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