Tree species diversity in temperate and tropical forest gaps: The role of lottery recruitment

Abstract

How canopy gaps promote tree species coexistence in temperate and tropical forests is reviewed. Given that evidence for traditional resource-based niche partitioning of canopy gaps is weak, lottery recruitment, whereby colonization of vacant living space is random with respect to species identity, may be key to maintaining diversity. Gap formation events are not highly predictable and species’ propagules tend to be patchily distributed. For these reasons the predictability of gap-phase recruitment is low and lottery principles apply. Recruitment limitation from discontinuities in species’ propagule supplies in space and time may permit lottery recruitment in temperate and tropical forests. However, the relative importance of recruitment limitation in species-rich versus species-poor communities is unclear. Although lottery models with purely random recruitment in vacant sites can be applied, relatively complex models appear to better capture the essential features of forest community dynamics. For example, models with recruitment probabilities weighted by species abundance can produce the non-random trajectories often observed in communities. Models with local competitive displacement by individuals of dominant species can also produce non-random trajectories. Models with spatial structure, localized competition, and dispersal limitations may provide further insight into the effects of biotic interactions and recruitment limitation on forest dynamics.