Transmission and Clustering Designs for Multi-Antenna NOMA Based on Average Transmit Power

Abstract

In this paper, we analyze the average transmit power of non-orthogonal multiple access (NOMA) systems with requirements on the user signal-to-interference-plus-noise-ratios (SINRs), and propose new transmission schemes and user clustering algorithms to reduce the average transmit power. First, for systems with a multi-antenna base station (BS) and a single cluster of two single-antenna users, the average transmit power with SINR constraints is analyzed for channel-alignment-based NOMA and multi-user beamforming with matched filter (MF) beamformers. Properties of the average transmit power are obtained with respect to the alignment threshold and the BS antenna number. It is shown that using either scheme alone without the alignment consideration leads to unbounded average transmit power. With the observation that the two schemes have distinct preferred regions of channel alignment, hybrid transmissions of NOMA and multi-user beamforming are proposed for power saving and outage avoidance. Further, for systems with more than two users, clustering algorithms are developed to group users into multiple two-user clusters with respect to the minimization of the total transmit power for NOMA and hybrid schemes. Simulation results are provided to validate our theoretical results. In addition, the proposed transmission schemes and clustering algorithms are shown to achieve significant saving in the average transmit power.