Timing and Monitoring of Financial Disclosures in Publications: A Cross-Institutional Assessment of Financial Conflict of Interest Reports

Abstract

ABSTRACT A consistent mitigation strategy used in sponsored research to manage a financial conflict of interest (FCOI) is disclosure in publications. While federal funding regulations require mitigation strategies to be monitored through the end of the project’s term, manuscripts are often published after the project term has ended. We examined whether it would be valuable to extend monitoring of publications for compliance with requirements for disclosure beyond the end date of a project’s term and, if so, for how long after the term has ended. Using publicly available databases, we identified FCOI reports from public universities and analysed disclosure completion in the years before and after the end of the project’s term. We found that 80.2% of FCOI reports in our sample had a publication in which a conflicted Investigator served as an author, yet less than half (43.6%) of these publications contained disclosure statements acknowledging the known FCOI. We also found that publication most commonly occurred one year after the end of the project’s term. These findings indicate that an effective way to support accountability and accuracy of the scientific record would be to extend monitoring of disclosure in publications though one year following the end of the project’s term.