Three-dimensional stress rotation and control mechanism of deep tunneling incorporating generalized Zhang–Zhu strength-based forward analysis

Abstract

Deep rock tunneling exhibits a significant three-dimensional (3D) space effect. The complex stress path and extrusion deformation during excavation are the most significant and decisive factors in the stability and construction safety of a deep tunnel. 3D and forward numerical analyses based on generalized Zhang–Zhu (GZZ) strength criterion are performed to investigate the principal stress rotation behavior and active control mechanism during deep tunneling. The surrounding rock element experiences significant stress rotations because of the sharply increased shear stress (τry) near the tunnel face. A dimensionless stress index (τry/I1) is proposed to quantitatively evaluate the principal stress rotation during excavation. τry/I1 increases with increasing buried depth, and the deep tunnel presents significant principal stress rotation that reaches a large τry/I1 value. The mechanical behavior of the advanced core rock is primarily affected by the strengthening parameter, geological strength index (GSI). Strengthening of the core rock can greatly improve the stress conditions and mechanical behavior, increase the strength of the rock mass, and reduce the stress rotation. The pre-extrusion deformation of the core rock and pre-convergence of the surrounding rock are discovered to follow a consistency law, which suggests that the pre-convergence deformation and surrounding rock stability near the tunnel face depend on the extrusion deformation of the tunnel face. The GZZ strength-based 3D forward analysis and stress control method proposed in this study can enhance the design and construction of deep and ultra-deep tunnels by weakening the 3D space effect (e.g., tunnel face extrusion and stress rotation) and exerting the strength potential (self-bearing capacity) of a rock mass.