Abstract

BackgroundGreater epidemiologic understanding of the relationships among fetal-infant mortality and its prognostic factors, including birthweight, could have vast public health implications. A key step toward that understanding is a realistic and tractable framework for analyzing birthweight distributions and fetal-infant mortality. The present paper is the first of a two-part series that introduces such a framework.MethodsWe propose describing a birthweight distribution via a normal mixture model in which the number of components is determined from the data using a model selection criterion rather than fixed a priori.ResultsWe address a number of methodological issues, including how the number of components selected depends on the sample size, how the choice of model selection criterion influences the results, and how estimates of mixture model parameters based on multiple samples from the same population can be combined to produce confidence intervals. As an illustration, we find that a 4-component normal mixture model reasonably describes the birthweight distribution for a population of white singleton infants born to heavily smoking mothers. We also compare this 4-component normal mixture model to two competitors from the existing literature: a contaminated normal model and a 2-component normal mixture model. In a second illustration, we discover that a 6-component normal mixture model may be more appropriate than a 4-component normal mixture model for a general population of black singletons.ConclusionsThe framework developed in this paper avoids assuming the existence of an interval of birthweights over which there are no compromised pregnancies and does not constrain birthweights within compromised pregnancies to be normally distributed. Thus, the present framework can reveal heterogeneity in birthweight that is undetectable via a contaminated normal model or a 2-component normal mixture model.

Highlights

  • Greater epidemiologic understanding of the relationships among fetal-infant mortality and its prognostic factors, including birthweight, could have vast public health implications

  • We propose a normal mixture model for birthweight distribution in which the number of components is not fixed a priori but rather determined from the data using the Flexible Information Criterion (FLIC) (Pilla and Charnigo, Consistent estimation and model selection in semiparametric mixtures, submitted) or another model selection technique [25,26]

  • The columns “FLIC 5000”, “Bayesian Information Criterion (BIC) 5000”, and “Akaike Information Criterion (AIC) 5000” contain the preferences of the three model selection criteria for the number of components in a normal mixture model for birthweight distribution, based on 25 samples of size 5000 from the population of white singletons born to heavily smoking mothers

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Summary

Results

The columns “FLIC 5000”, “BIC 5000”, and “AIC 5000” contain the preferences of the three model selection criteria for the number of components in a normal mixture model for birthweight distribution, based on 25 samples of size 5000 from the population of white singletons born to heavily smoking mothers. Parameters in a 4-component normal mixture model for birthweight distribution are estimated, based on 25 samples of size 50000 from the population of white singletons born to heavily smoking mothers.

Conclusions
Background
Design Description Mixture Density
Discussion
17. Wilcox AJ
28. Lindsay BG: Mixture Models
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