Abstract

Abstract This two-part series of papers examines the role of equatorial Rossby (ER) waves in tropical cyclone (TC) genesis. To do this, a unique initialization procedure is utilized to insert n = 1 ER waves into a numerical model that is able to faithfully produce TCs. In this first paper, experiments are carried out under the idealized condition of an initially quiescent background environment. Experiments are performed with varying initial wave amplitudes and with and without diabatic effects. This is done to both investigate how the properties of the simulated ER waves compare to the properties of observed ER waves and explore the role of the initial perturbation strength of the ER wave on genesis. In the dry, frictionless ER wave simulation the phase speed is slightly slower than the phase speed predicted from linear theory. Large-scale ascent develops in the region of low-level poleward flow, which is in good agreement with the theoretical structure of an n = 1 ER wave. The structures and phase speeds of the simulated full-physics ER waves are in good agreement with recent observational studies of ER waves that utilize wavenumber–frequency filtering techniques. Convection occurs primarily in the eastern half of the cyclonic gyre, as do the most favorable conditions for TC genesis. This region features sufficient midlevel moisture, anomalously strong low-level cyclonic vorticity, enhanced convection, and minimal vertical shear. Tropical cyclogenesis occurs only in the largest initial-amplitude ER wave simulation. The formation of the initial tropical disturbance that ultimately develops into a tropical cyclone is shown to be sensitive to the nonlinear horizontal momentum advection terms. When the largest initial-amplitude simulation is rerun with the nonlinear horizontal momentum advection terms turned off, tropical cyclogenesis does not occur, but the convectively coupled ER wave retains the properties of the ER wave observed in the smaller initial-amplitude simulations. It is shown that this isolated wave-only genesis process only occurs for strong ER waves in which the nonlinear advection is large. Part II will look at the more realistic case of ER wave–related genesis in which a sufficiently intense ER wave interacts with favorable large-scale flow features.

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