Abstract

BackgroundThe origin of powered avian flight was a locomotor innovation that expanded the ecological potential of maniraptoran dinosaurs, leading to remarkable variation in modern birds (Neornithes). The avian sternum is the anchor for the major flight muscles and, despite varying widely in morphology, has not been extensively studied from evolutionary or functional perspectives. We quantify sternal variation across a broad phylogenetic scope of birds using 3D geometric morphometrics methods. Using this comprehensive dataset, we apply phylogenetically informed regression approaches to test hypotheses of sternum size allometry and the correlation of sternal shape with both size and locomotory capabilities, including flightlessness and the highly varying flight and swimming styles of Neornithes.ResultsWe find evidence for isometry of sternal size relative to body mass and document significant allometry of sternal shape alongside important correlations with locomotory capability, reflecting the effects of both body shape and musculoskeletal variation. Among these, we show that a large sternum with a deep or cranially projected sternal keel is necessary for powered flight in modern birds, that deeper sternal keels are correlated with slower but stronger flight, robust caudal sternal borders are associated with faster flapping styles, and that narrower sterna are associated with running abilities. Correlations between shape and locomotion are significant but show weak explanatory power, indicating that although sternal shape is broadly associated with locomotory ecology, other unexplored factors are also important.ConclusionsThese results display the ecological importance of the avian sternum for flight and locomotion by providing a novel understanding of sternum form and function in Neornithes. Our study lays the groundwork for estimating the locomotory abilities of paravian dinosaurs, the ancestors to Neornithes, by highlighting the importance of this critical element for avian flight, and will be useful for future work on the origin of flight along the dinosaur-bird lineage.

Highlights

  • The origin of powered avian flight was a locomotor innovation that expanded the ecological potential of maniraptoran dinosaurs, leading to remarkable variation in modern birds (Neornithes)

  • We report on the results of some widely used morphometric approaches: (1) assessment of sternum size allometry, and (2) principal component analysis of sternal shape variation

  • We present the first study to rigorously analyze the ecomorphology of the avian sternum, despite it being a key element for powered flight

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Summary

Introduction

The origin of powered avian flight was a locomotor innovation that expanded the ecological potential of maniraptoran dinosaurs, leading to remarkable variation in modern birds (Neornithes). We quantify sternal variation across a broad phylogenetic scope of birds using 3D geometric morphometrics methods Using this comprehensive dataset, we apply phylogenetically informed regression approaches to test hypotheses of sternum size allometry and the correlation of sternal shape with both size and locomotory capabilities, including flightlessness and the highly varying flight and swimming styles of Neornithes. Neornithes is the most diverse group of terrestrial vertebrates today, with over 10,000 named species that occupy a broad range of morphological and ecological niches across the globe. They engage in a diverse range of locomotory strategies, with flight styles that include continuous flapping, soaring, and burst flight, and other locomotory modes, such as footpropelled diving, wing-propelled diving, and running in flightless birds [9,10,11]. Some form of a keel may be necessary for powered flight in general, the uniquely enlarged and morphologically varied sternum in Neornithes implies greater importance of the element to anchor flight muscles in avian flight

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