The paradox of a wide nasal aperture in cold-adapted Neandertals: a causal assessment

Abstract

Neandertals have been characterized as possessing features indicative of cold-climate adaptation largely based on ecogeographical morphological patterning found in recent humans. Interestingly, one character that deviates from this pattern is a relatively wide nasal aperture. The ecogeographical patterning of the nasal aperture in recent humans would predict instead that Neandertals should exhibit reduced nasal breadth dimensions. To explain this apparent anomaly it has been argued that a reduction in Neandertal nasal breadth was not possible due to dentognathic constraints on their midfaces via large anterior palatal breadth dimensions, especially large intercanine distances. A complicating factor in understanding the relationship between anterior palate breadth and nasal breadth is that both measurements are also correlated with facial prognathism. It is, therefore, unknown to what degree the relationship between anterior palate breadth and nasal breadth in Neandertals is a function of the pleisiomorphic retention of a prognathic facial skeleton. We used path analysis to test for a causal relationship between intercanine breadth and nasal breadth taking into account the potential effect of facial projection and facial prognathism (i.e., basion-nasion length and basion-prosthion length) using a large sample of geographically diverse recent and fossil Homo. Additionally, we examined the ontogenetic relationship between nasal breadth and intercanine breadth using a longitudinal human growth series to determine whether these variables exhibit similar growth trajectories. The results of these analyses indicate a weaker association between intercanine breadth and nasal breadth than expected, and that more variation in nasal breadth can be explained through basion-prosthion length rather than anterior palatal breadth dimensions. Moreover, the ontogenetic development of anterior palate breadth does not correspond to the growth trajectory of the breadth of the nose. These results explain the apparent paradox of wide piriform apertures in generally cooler climate-adapted Neandertals without resorting to dentognathic constraints, and provide additional insight into both the adaptive and nonadaptive (i.e., neutral) basis for Neandertal facial evolution.