Abstract

This article presents a theory of the initiation and incrementation mechanisms whereby individual phonetic innovations become community-wide sound changes. The theory asserts that language learners are community-oriented and momentum-sensitive: they are community-oriented in that they acquire and obey a mental representation of the collective linguistic norm of their speech community, rejecting individual idiosyncrasies; they are momentum-sensitive in that their mental representation of the community norm includes an age vector encoding linguistic differences between age groups. The theory is shown to fulfil four critical desiderata: (i) it accounts for the sporadic and localized occurrence of community-wide sound change, (ii) it incorporates Ohala’s prediction of a lawful relationship between the strength of the phonetic biases driving individual innovation and the typological frequency of the corresponding sound changes, (iii) it explains how community-wide sound change advances by intergenerational incrementation producing adolescent peaks in apparent time, and (iv) it reliably generates monotonic—including sigmoid—diachronic trajectories. Moreover, the hypotheses of community orientation and sensitivity to momentum, combined with the mechanical effects of density of contact, suffice to explain several macroscopic phenomena in the propagation of sound change, including class stratification, the curvilinear pattern in change from below, and the existence of change reversals. During propagation, linguistic variants do acquire indexical value, and so social meaning, but this produces only small-scale attitudinal effects; it is not the force that drives the intergenerational incrementation of sound change.

Highlights

  • 1 Introduction The individual innovations that eventually become population-wide sound changes are widely held to be caused by phonetic biases (Garrett & Johnson 2013; Sóskuthy 2013) through mechanisms partly elucidated by theories such as those of Ohala (1981; 1989)

  • I conclude that, whilst individual innovations are caused by phonetic biases, the initiation and incrementation of population-wide change crucially involves the social embedding of variants

  • This idea is fleshed out in Section 3: after surveying the findings of apparent-time studies of ongoing sound change, I introduce the hypotheses of community orientation and momentum-sensitive learning, and show how these correctly predict

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Summary

Introduction

The individual innovations that eventually become population-wide sound changes are widely held to be caused by phonetic biases (Garrett & Johnson 2013; Sóskuthy 2013) through mechanisms partly elucidated by theories such as those of Ohala (1981; 1989). Each new cohort of learners increases its use of the innovative variant until, by late adolescence, it exceeds the level reached by the previous generation, at which point a relative decline in linguistic plasticity supervenes This mechanism of momentum-driven intergenerational incrementation reliably produces well-behaved (Kauhanen 2017: §4) monotonic trajectories of change in real time, exhibiting the familiar adolescent peak at each point in apparent time (Labov 2001: Chapter 14; Tagliamonte & D’Arcy 2009). I conclude that, whilst individual innovations are caused by phonetic biases, the initiation and incrementation of population-wide change crucially involves the social embedding of variants This idea is fleshed out in Section 3: after surveying the findings of apparent-time studies of ongoing sound change, I introduce the hypotheses of community orientation and momentum-sensitive learning, and show how these correctly predict.

The problem of sporadic localized change
Incrementation under community-oriented momentum-sensitive learning
Initiation under community-oriented momentum-sensitive learning
Class stratification
Change reversal
Findings
Conclusion: idealization and the explanation of sound change
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