Abstract

Abstract This paper addresses the validity of the gradient wind balance approximation during the intensification phase of a tropical cyclone in Ooyama’s three-layer model. For this purpose, the sensitivity to various model modifications is examined, given by the inclusion of (i) unbalanced dynamics in the free atmosphere, (ii) unbalanced dynamics in the slab boundary layer, (iii) a height-parameterized boundary layer model, and (iv) a rigid lid. The most rapid intensification occurs when the model employs the unbalanced slab boundary layer, while the simulation with the balanced boundary layer reveals the slowest intensification. The simulation with the realistic height-parameterized boundary layer model exhibits an intensification rate that lies in between. Intensification is induced by a convective ring in all experiments, but a distinct contraction of the radius of maximum gradient wind only takes place with unbalanced boundary layer dynamics. In all experiments the rigid lid and the balance approximation for the free atmosphere have no crucial impact on intensification, and a linear stability analysis cannot explain the found sensitivity to intensification. Most likely the nonlinear momentum advection term plays an important role in the boundary layer. It is found on the basis of a diagnostic radial mass flux equation that the source term for latent heat provides the largest contribution to intensification and contraction. Furthermore, it turns out that the position of the convective ring inside or outside of the radius of maximum gradient wind (RMGW) is of vital importance for intensification and most likely explains the large impact of boundary layer imbalance.

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