The field theory of collective Cherenkov radiation associated with electron beams

Abstract

Classical Cherenkov radiation is a celebrated physics phenomenon of electromagnetic (EM) radiation stimulated by an electric charge moving with constant velocity in a three-dimensional dielectric medium. Cherenkov radiation has a wide spectrum and a particular distribution in space similar to the Mach cone created by a supersonic source. It is also characterized by the energy transfer from the charge's kinetic energy to the EM radiation. In the case of an electron beam passing through the middle of an EM waveguide, the radiation is manifested as collective Cherenkov radiation. In this case, the electron beam can be viewed as a one-dimensional non-neutral plasma, whereas the waveguide can be viewed as a slow wave structure. This collective radiation occurs, in particular, in traveling wave tubes (TWTs), and it features the energy transfer from the electron beam to the EM radiation in the waveguide. Based on a first principles Lagrangian field theory, we develop a convincing argument that the collective Cherenkov effect in TWTs is, in fact, a convective instability, that is, amplification. We also recover Pierce's theory as a high-frequency limit of our generalized Lagrangian theory. Finally, we derive for the first time expressions identifying low- and high-frequency cutoffs for amplification in TWTs.