Abstract

The purpose of this study was to investigate the effect of breathing route on the collapsibility of the pharyngeal airway in patients with obstructive sleep apnea by using computational fluid dynamics technology. This study examined Japanese men with obstructive sleep apnea. Computed tomography scans of the nose and pharynx were taken during nasal breathing with closed mouth, nasal breathing with open mouth, and oral breathing while they were awake. Three-dimensional reconstructed stereolithography models and digital unstructured grid models were created and airflow simulations were performed using computational fluid dynamics software. Airflow velocity was significantly higher during oral breathing than during nasal breathing with open or closed mouth. No significant difference in maximum velocity was noted between nasal breathing with closed and open mouth. However, airflow during nasal breathing with open mouth was slow but rapidly sped up at the lower level of the velopharynx, and then spread and became a disturbed, unsteady stream. In contrast, airflow during nasal breathing with closed mouth gradually sped up at the oropharyngeal level without spreading or disturbance. Negative static pressure during oral breathing was significantly decreased; however, there were no significant differences between nasal breathing with closed or open mouth. Computational fluid dynamics results during nasal and oral breathing revealed that oral breathing is the primary condition leading to pharyngeal airway collapse based on the concept of the Starling Resistor model. Airflow throughout the entirety of the breathing route was smoother during nasal breathing with closed mouth than that with open mouth.

Highlights

  • Mouth opening and oral breathing during sleep are thought to be associated with narrowing of the pharyngeal lumen and decreases in retroglossal diameter, which increase upper airway collapsibility and may lead to airway obstruction

  • Ayuse et al examined upper airway critical pressure (Pcrit) in closed mouths, mouths opened moderately, and mouths opened maximally during sedation [3]. They reported that maximal mouth opening increased Pcrit to −3.6 ± 2.9 cmH2O, whereas Pcrit in moderate mouth opening was −7.2 ± 4.1 cmH2O and Pcrit in closed mouths was −8.7 ± 2.8 cmH2O, suggesting that maximal mouth opening increases upper airway collapsibility, which contributes to upper airway obstruction

  • Computed tomography (CT) scans of the nose, sinuses, and pharynx were taken at 0.5-mm intervals (Toscaner-32251μhd; Toshiba IT & Control Systems, Tokyo, Japan) during nasal breathing with closed mouth, nasal breathing with open mouth, and oral breathing while the participants were awake

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Summary

Methods

This study examined Japanese men with obstructive sleep apnea. Computed tomography scans of the nose and pharynx were taken during nasal breathing with closed mouth, nasal breathing with open mouth, and oral breathing while they were awake. Three-dimensional reconstructed stereolithography models and digital unstructured grid models were created and airflow simulations were performed using computational fluid dynamics software

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