Abstract

Balaenidae (right and bowhead whales) are a key group in understanding baleen whale evolution, because they are the oldest surviving lineage of crown Mysticeti, with a fossil record that dates back ∼20 million years. However, this record is mostly Pliocene and younger, with most of the Miocene history of the clade remaining practically unknown. The earliest recognized balaenid is the early Miocene Morenocetus parvus Cabrera, 1926 from Argentina. M. parvus was originally briefly described from two incomplete crania, a mandible and some cervical vertebrae collected from the lower Miocene Gaiman Formation of Patagonia. Since then it has not been revised, thus remaining a frequently cited yet enigmatic fossil cetacean with great potential for shedding light on the early history of crown Mysticeti. Here we provide a detailed morphological description of this taxon and revisit its phylogenetic position. The phylogenetic analysis recovered the middle Miocene Peripolocetus as the earliest diverging balaenid, and Morenocetus as the sister taxon of all other balaenids. The analysis of cranial and periotic morphology of Morenocetus suggest that some of the specialized morphological traits of modern balaenids were acquired by the early Miocene and have remained essentially unchanged up to the present. Throughout balaenid evolution, morphological changes in skull arching and ventral displacement of the orbits appear to be coupled and functionally linked to mitigating a reduction of the field of vision. The body length of Morenocetus and other extinct balaenids was estimated and the evolution of body size in Balaenidae was reconstructed. Optimization of body length on our phylogeny of Balaenidae suggests that the primitive condition was a relatively small body length represented by Morenocetus, and that gigantism has been acquired independently at least twice (in Balaena mysticetus and Eubalaena spp.), with the earliest occurrence of this trait in the late Miocene–early Pliocene as represented by Eubalaena shinshuensis.

Highlights

  • Balaenidae have been considered a key group in understanding baleen whale (Mysticeti) evolution, because they are the oldest surviving lineage of crown Mysticeti, as suggested by their ancient stratigraphic occurrence (Cabrera, 1926) coupled with an early divergence date estimated from mtDNA data (McGowen, Spaulding & Gatesy, 2009; Marx & Fordyce, 2015)

  • Despite their long evolutionary history, living balaenids exhibit relatively low taxonomic richness of four species in two genera—in comparison to at least eight extant balaenopterid species—and share conservative morphology distinguishing them from other mysticetes, including an extremely large head, highly arched rostrum with long baleen plates, huge dorsally bowed lower lips and lack of ventral throat grooves (Cummings, 1985; Reeves & Leatherwood, 1985)

  • Horizon and age: The holotype and referred specimens were collected by Cremonessi at the Cerro Castillo locality, in front of Trelew city, Chubut province, central Patagonia, Argentina; Gaiman Formation (Figs. 2 and 3)

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Summary

Introduction

Balaenidae have been considered a key group in understanding baleen whale (Mysticeti) evolution, because they are the oldest surviving lineage of crown Mysticeti, as suggested by their ancient stratigraphic occurrence (Cabrera, 1926) coupled with an early divergence date estimated from mtDNA data (McGowen, Spaulding & Gatesy, 2009; Marx & Fordyce, 2015) Despite their long evolutionary history, living balaenids exhibit relatively low taxonomic richness of four species in two genera (the bowhead whale Balaena and three right whales Eubalaena spp.)—in comparison to at least eight extant balaenopterid species—and share conservative morphology distinguishing them from other mysticetes, including an extremely large head (about one-third the body length), highly arched rostrum with long baleen plates (in right whales present about 2 m–3 m while in bowhead whales are longer with a range between 3 and 4 m), huge dorsally bowed lower lips and lack of ventral throat grooves (Cummings, 1985; Reeves & Leatherwood, 1985). Being the earliest balaenid, Morenocetus may provide insights into the primitive morphology of Balaenidae and shed light on the contentious higher-level relationships within crown Mysticeti; namely, whether the highly specialized Neobalaenidae are more closely related to Balaenidae or Balaenopteroidea (Balaenopteridae + Eschrichtiidae)

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