The Ancient Hypothesis of Fiction: An Essay on the Origins of Literary Theory

Abstract

This is the first of several essays investigating the continuity of literary theory and of the principles which may account for its development. While critical terminologies change as they respond to problems emerging from the immediate historical process, a continuity, nevertheless, may be observed in the necessity for literary theory to take account of certain persistent relationships which underlie all intellectual disciplines. Among others, for instance, is the epistemological relation of the concept itself to the materials out of which it is formed and to the functions which it is subsequently to fulfil. Although the type of materials and functions will vary with the subject under consideration, the relation of the mental construct to its sources of sensation and to its role in the formation of knowledge remains relatively constant. The relation of the poet's mind, for instance, to its ethical materials, as described by Sidney, is strikingly near to the relation of the natural philosopher's mind to his data as described by Francis Bacon. Bacon seeks a ‘middle course [ratio media]’ between the rationalistic spider and the empirical ant, and finds that the bee ‘gathers its material from the flowers of the garden and of the field, but transforms and digests it by a power of its own.’ The bee goes about the true business of the scientist and represents ‘a closer and purer league between these two faculties, the experimental and the rational, (such as has never yet been made) …. ’ The ratio media in Bacon's material holds a position analogous to that of poetry in Sidney's: the balance between philosophical precept and historical example. This middle way is new, Bacon says, in the scientific method; it defines the intention of literary discourse, however, from its very origins, as I shall try to show, as well as a relationship which literary theory continually attempts to reestablish.