Abstract

Research papers and data products are key outcomes of the science enterprise. Governmental, nongovernmental, and private foundation sponsors of research are increasingly recognizing the value of research data. As a result, most funders now require that sufficiently detailed data management plans be submitted as part of a research proposal. A data management plan (DMP) is a document that describes how you will treat your data during a project and what happens with the data after the project ends. Such plans typically cover all or portions of the data life cycle—from data discovery, collection, and organization (e.g., spreadsheets, databases), through quality assurance/quality control, documentation (e.g., data types, laboratory methods) and use of the data, to data preservation and sharing with others (e.g., data policies and dissemination approaches). Fig 1 illustrates the relationship between hypothetical research and data life cycles and highlights the links to the rules presented in this paper. The DMP undergoes peer review and is used in part to evaluate a project’s merit. Plans also document the data management activities associated with funded projects and may be revisited during performance reviews. Open in a separate window Fig 1 Relationship of the research life cycle (A) to the data life cycle (B); note: highlighted circles refer to the rules that are most closely linked to the steps of the data life cycle. As part of the research life cycle (A), many researchers (1) test ideas and hypotheses by (2) acquiring data that are (3) incorporated into various analyses and visualizations, leading to interpretations that are then (4) published in the literature and disseminated via other mechanisms (e.g., conference presentations, blogs, tweets), and that often lead back to (1) new ideas and hypotheses. During the data life cycle (B), researchers typically (1) develop a plan for how data will be managed during and after the project; (2) discover and acquire existing data and (3) collect and organize new data; (4) assure the quality of the data; (5) describe the data (i.e., ascribe metadata); (6) use the data in analyses, models, visualizations, etc.; and (7) preserve and (8) share the data with others (e.g., researchers, students, decision makers), possibly leading to new ideas and hypotheses.

Highlights

  • Research papers and data products are key outcomes of the science enterprise

  • A data management plan (DMP) is a document that describes how you will treat your data during a project and what happens with the data after the project ends

  • A data management plan should provide you and others with an easy-to-follow road map that will guide and explain how data are treated throughout the life of the project and after the project is completed

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Summary

Introduction

Research papers and data products are key outcomes of the science enterprise. Governmental, nongovernmental, and private foundation sponsors of research are increasingly recognizing the value of research data. I present ten simple rules that can help guide the process of creating an effective plan for managing research data—the basis for the project’s findings, research papers, and data products. Good data management plans can and often do contain more information than is minimally required by the research sponsor. A good first step is to list the various types of data that you expect to collect or create This may include text, spreadsheets, software and algorithms, models, images and movies, audio files, and patient records. The precise types, sources, volume, and formats of data may not be known beforehand, depending on the nature and uniqueness of the research In such case, the solution is to iteratively update the plan (see Rule 9). Give careful consideration to three questions: 1. How long will the data be accessible?

How will data be preserved and made available for future use?
Conclusion
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