Abstract

Stroke is a leading cause of disability worldwide, and in approximately 60% of individuals, upper limb deficits persist 6 months after stroke. These deficits adversely affect the functional use of the upper limb and restrict participation in day to day activities. An important goal of stroke rehabilitation is to improve the quality of life by enhancing functional independence and participation in activities. Since upper limb deficits are one of the best predictors of quality of life after stroke, effective interventions targeting these deficits may represent a means to improve quality of life. An increased understanding of the neurobiological processes underlying stroke recovery has led to the development of targeted approaches to improve motor deficits. One such targeted strategy uses brief bursts of Vagus Nerve Stimulation (VNS) paired with rehabilitation to enhance plasticity and support recovery of upper limb function after chronic stroke. Stimulation of the vagus nerve triggers release of plasticity promoting neuromodulators, such as acetylcholine and norepinephrine, throughout the cortex. Timed engagement of neuromodulators concurrent with motor training drives task-specific plasticity in the motor cortex to improve function and provides the basis for paired VNS therapy. A number of studies in preclinical models of ischemic stroke demonstrated that VNS paired with rehabilitative training significantly improved the recovery of forelimb motor function compared to rehabilitative training without VNS. The improvements were associated with synaptic reorganization of cortical motor networks and recruitment of residual motor neurons controlling the impaired forelimb, demonstrating the putative neurobiological mechanisms underlying recovery of motor function. These preclinical studies provided the basis for conducting two multi-site, randomized controlled pilot trials in individuals with moderate to severe upper limb weakness after chronic ischemic stroke. In both studies, VNS paired with rehabilitation improved motor deficits compared to rehabilitation alone. The trials provided support for a 120-patient pivotal study designed to evaluate the efficacy of paired VNS therapy in individuals with chronic ischemic stroke. This manuscript will discuss the neurobiological rationale for VNS therapy, provide an in-depth discussion of both animal and human studies of VNS therapy for stroke, and outline the challenges and opportunities for the future use of VNS therapy.

Highlights

  • Stroke is a leading cause of disability and a significant health burden in the United States and worldwide (Murray et al, 2013; Feigin et al, 2016)

  • VNSdependent rapid engagement of neuromodulatory networks provides a signal to facilitate plasticity in pathways activated by rehabilitative exercises

  • While the effects of cholinergic and noradrenergic modulation on cortical plasticity have been well documented, other neuromodulators could play a role in Vagus Nerve Stimulation (VNS)-induced cortical plasticity

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Summary

Targeted Vagus Nerve Stimulation for Rehabilitation After Stroke

An increased understanding of the neurobiological processes underlying stroke recovery has led to the development of targeted approaches to improve motor deficits One such targeted strategy uses brief bursts of Vagus Nerve Stimulation (VNS) paired with rehabilitation to enhance plasticity and support recovery of upper limb function after chronic stroke. The improvements were associated with synaptic reorganization of cortical motor networks and recruitment of residual motor neurons controlling the impaired forelimb, demonstrating the putative neurobiological mechanisms underlying recovery of motor function These preclinical studies provided the basis for conducting two multi-site, randomized controlled pilot trials in individuals with moderate to severe upper limb weakness after chronic ischemic stroke. In both studies, VNS paired with rehabilitation improved motor deficits compared to rehabilitation alone.

INTRODUCTION
CHOLINERGIC AND NORADRENERGIC MODULATION OF CORTICAL PLASTICITY
VNS IMPROVES MOTOR FUNCTION IN ANIMAL MODELS OF STROKE
NEUROBIOLOGICAL MECHANISMS OF MOTOR RECOVERY AFTER PAIRED VNS
Number of sites Study design
Clinical and Neurophysiological Biomarkers
Supratentorial and Infratentorial Strokes
Hemorrhagic Stroke
Chronic Stroke
Severity of Upper Limb Deficits
Centrally Acting Drugs May Interfere With the Effects of VNS
Sensory Loss
Comorbid Conditions
OPTIMIZATION OF VNS PARAMETERS
Findings
CONCLUSION AND FUTURE DIRECTIONS

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