Sympathy and phonological opacity

Abstract

A central idea in rule-based phonology is the serial derivation (Chomsky & Halle 1968). In a serial derivation, an underlying form passes through a number of intermediate representations on its way to the surface:[Scheme here]Implementational details can differ: the order of rules might be stipulated or it might be derived from universal principles; the steps might be called ‘rules’, ‘cycles’ or ‘levels’; the steps might involve applying rules or enforcing constraints. But, details aside, the defining characteristic of a serial derivation, in the sense I will employ here, is the pre-eminence of the chronological metaphor: the underlying form is transformed into a succession of distinct, accessible intermediate representations on its way to the surface. I will call any theory with this property ‘serialism’.