Abstract

Open peer review (OPR) is a cornerstone of the emergent Open Science agenda. Yet to date no large-scale survey of attitudes towards OPR amongst academic editors, authors, reviewers and publishers has been undertaken. This paper presents the findings of an online survey, conducted for the OpenAIRE2020 project during September and October 2016, that sought to bridge this information gap in order to aid the development of appropriate OPR approaches by providing evidence about attitudes towards and levels of experience with OPR. The results of this cross-disciplinary survey, which received 3,062 full responses, show the majority (60.3%) of respondents to be believe that OPR as a general concept should be mainstream scholarly practice (although attitudes to individual traits varied, and open identities peer review was not generally favoured). Respondents were also in favour of other areas of Open Science, like Open Access (88.2%) and Open Data (80.3%). Among respondents we observed high levels of experience with OPR, with three out of four (76.2%) reporting having taken part in an OPR process as author, reviewer or editor. There were also high levels of support for most of the traits of OPR, particularly open interaction, open reports and final-version commenting. Respondents were against opening reviewer identities to authors, however, with more than half believing it would make peer review worse. Overall satisfaction with the peer review system used by scholarly journals seems to strongly vary across disciplines. Taken together, these findings are very encouraging for OPR’s prospects for moving mainstream but indicate that due care must be taken to avoid a “one-size fits all” solution and to tailor such systems to differing (especially disciplinary) contexts. OPR is an evolving phenomenon and hence future studies are to be encouraged, especially to further explore differences between disciplines and monitor the evolution of attitudes.

Highlights

  • IntroductionNone have heretofore focused fully on attitudes to Open peer review (OPR), they have touched on issues germane to this study

  • Traditional peer review is generally (1) anonymous, with either the reviewer unknown to the author or both author and reviewer unknown to each other

  • Discipline: Responses by discipline were heavily skewed towards the natural sciences, which is due to the chosen mode of dissemination of the survey

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Summary

Introduction

None have heretofore focused fully on attitudes to OPR, they have touched on issues germane to this study. These studies tend to show that researchers believe peer review is necessary, there is a belief that the current model is sub-optimal. Ware’s 2008 survey for the Publishing Research Consortium (PRC) [9], for example, found that four out of five respondents (85%) agreed that “peer review greatly helps scientific communication” and that even more (around 90%) said their own last published paper had been improved by peer review. A recent follow-up study by the same author reported a slight increase in the desire for improvements in peer review [22]. The same studies found that the proportion agreeing that peer review holds back scientific communication had risen a little, from 19% in 2007 to 26% in 2015), and that the proportion who believe peer review helps scholarly communication had fallen from 85% in 2007 to 75% in 2015

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