Surface relaxation and thermal expansion for the (001) face of α-Fe and Cu

Abstract

The surface relaxation and the near-surface enhancement of thermal expansion have been calculated for the (001) face of a bcc crystal, α-Fe, and an fcc crystal, Cu. The calculations make use of the anharmonic perturbation formalism of Dobrzynski and Maradudin; the results for certain equal-time vibrational correlation functions which arise in this formalism are also presented. The crystal potential is described in terms of several kinds of short-range empirical interatomic potentials, such as have been used in studies of defects in bulk; in the near-surface region, the effects of surface redistribution of the electron distribution are modelled by the addition of a simple surface Madelung (SSM) force. The effect of the SSM force is to limit severely the usual outward relaxation driven by short-range interatomic potentials. For Fe(001), the five and one-half percent outward static relaxation driven by the short-range potentials acting alone is changed to a one percent inward static relaxation when the SSM force is incorporated; for Cu(001), the comparable change is from a one percent outward relaxation to a one-half percent outward relaxation. On the other hand, the SSM force makes only a small effect on the surface-enhanced thermal expansion coefficients (STEC) for interplanar spacings. The STEC for the outermost spacing is between 2.5. and 3.0 times of that for the bulk at the Debye temperature for both Fe(001) and Cu(001); for the second interplanar spacing, the STEC is smaller than 1.5 times of that of the bulk at the Debye temperature. The ratios of the near-surface mean-square amplitudes (MSA) to those of the bulk at high temperatures are, for Fe(001), about 1.75 for z-components (normal to surface) and 1.55 for x-components (parallel to surface) in the surface layer; for Cu(001), about 1.95 for z-components and 1.30 for x-components. The interplanar correlation functions, while smaller than the MSA on an absolute scale, do show considerable surface-enhancement, particularly for the zz-compoments. For example, the zz-correlation between an atom in the outermost layer and its nearest neighbor in the next layer is nearly twice the comparable bulk correlation above the Debye temperature for both Fe(001) and Cu(001).