Abstract

In neutral fluids and plasmas, the analysis of perturbations often starts with an inventory of linearly unstable modes. Then, the nonlinear steady-state is analyzed or predicted based on these linear modes. A crude analogy would be to base the study of a chair on how it responds to infinitesimaly small perturbations. One would conclude that the chair is stable at all frequencies, and cannot fall down. Of course, a chair falls down if subjected to finite-amplitude perturbations. Similarly, waves and wave-like structures in neutral fluids and plasmas can be triggered even though they are linearly stable. These subcritical instabilities are dormant until an interaction, a drive, a forcing, or random noise pushes their amplitude above some threshold. Investigating their onset conditions requires nonlinear calculations. Subcritical instabilities are ubiquitous in neutral fluids and plasmas. In plasmas, subcritical instabilities have been investigated based on analytical models and numerical simulations since the 1960s. More recently, they have been measured in laboratory and space plasmas, albeit not always directly. The topic could benefit from the much longer and richer history of subcritical instability and transition to subcritical turbulence in neutral fluids. In this tutorial introduction, we describe the fundamental aspects of subcritical instabilities in plasmas, based on systems of increasing complexity, from simple examples of a point-mass in a potential well or a box on a table, to turbulence and instabilities in neutral fluids, and finally, to modern applications in magnetized toroidal fusion plasmas.

Highlights

  • Subcritical instabilities are nonlinear instabilities that occur even as the system is linearly stable, but with a threshold in the amplitude of initial perturbations

  • Subcritical instabilities are ubiquitous in neutral fluids and in plasmas

  • Within the framework of this model, we found that the abrupt burst belongs to a new class of subcritical instability which is a hybrid between fluid and kinetic subcritical instabilities

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Summary

Introduction

Subcritical instabilities are nonlinear instabilities that occur even as the system is linearly stable, but with a threshold in the amplitude of initial perturbations. The growth of subcritical instabilities is a nonlinear process, which is often independent of their linear decay rate. The physical mechanisms of nonlinear growth are multiple, but subcritical instabilities share common features in terms of bifurcation, and in terms of their macroscopic impact, which are typically equivalent or larger than the impacts of linearly unstable perturbations. High-temperature plasmas feature other kinds of instabilities that involve non-Gaussian distribution functions Direct measurements of these kinetic subcritical instabilities are more difficult, because they are often based on short-lived structures with small scales in both real space and velocity space (but which together yield macroscopic, long-lived impacts on magneto-hydrodynamics). The aims are two-fold: (1) to allow the reader to get a clear physical picture of some of the various mechanisms by which subcritical instability can occur and (2) to point out interesting analogies between neutral fluids and plasmas which may be exploited to push the research further

Concepts of Subcritical Instability
Subcritical Instabilities in Neutral Fluids
Experimental Measurement of Subcritical Bifurcation
Physical Mechanism of Subcritical Growth in Neutral Fluids
Subcritical Instabilities in Plasmas
Fluid-Like Subcritical Instabilities in Plasmas
Overview
Nonlinear Growth Mechanism of a Phase-Space Hole
Hybrid Fluid-Kinetic Subcritical Instabilities
Conclusions
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