Abstract
In order to promote the all-round compliance management in central enterprises, accelerate the management improvement in accordance with law, and strive to construct the central enterprises under the rule of law to ensure the sustainable and sound development, on November 2,2018, the SASAC issued the “Central Enterprise Compliance Management Guidelines((Trial), Subsequently, the local SASAC also issued relevant guidance documents, such as on December 28,2018, the Shanghai SASAC issued the “Shanghai SASAC Supervision Enterprise Compliance Management Guidelines (trial)”. As for a large state-owned logistics enterprise, the daily operation and management involves various links and wide range, the establishment of compliance management system is particularly significant. This paper takes SASAC's guidelines as the criterion, carries out analysis on the previous management compliance and process control, the post-management risk identification and risk control, prevention and pre-warning, etc., combing the process and organizational structure of compliance management system construction, so as to build a complete compliance management system framework, and finally put forward effective recommendations and measures for compliance management in large state-owned enterprises.
Highlights
Over the years, China's state-owned enterprises have made great progress in improving the system and innovating the system design, but it is not enough to embody the concept and principle of the rule of law
They are the important pillars of the national economy especially the large state-owned logistics enterprises
The litigation, arbitration cases and violation risk events caused by the lagging implementation of legal compliance prevention and supporting measures continue to exist at a high level, which has a huge impact on the performance of enterprises, reform and development, even survival and social welfare
Summary
China's state-owned enterprises have made great progress in improving the system and innovating the system design, but it is not enough to embody the concept and principle of the rule of law. State owned enterprises are mainly distributed in the important industries and key fields related to national security and the lifeline of the national economy They are the important pillars of the national economy especially the large state-owned logistics enterprises. Strengthening compliance management is an important embodiment of state-owned enterprises' political and rule-abiding, and it is the requirement for state-owned enterprises to fulfill their social responsibilities. Most advanced enterprises use the principle of rule of law to scientifically allocate power and responsibility, and realize the coordinated operation of decision-making power, execution power and supervision power, forming a scientific governance system of modern enterprises. The company insists that the internal system, standards and supervision of the enterprise are stricter than the external laws, regulations and supervision, formulating an advanced business management system, which strengthens the source compliance, process compliance, substantive compliance, continuously cultivates the internal compliance culture, and improves the management level of the enterprise itself
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