Abstract

BackgroundPragmatic cluster-randomised trials should seek to make unbiased estimates of effect and be reported according to CONSORT principles, and the study population should be representative of the target population. This is challenging when conducting trials amongst ‘hidden’ populations without a sample frame. We describe a pair-matched cluster-randomised trial of a combination HIV-prevention intervention to reduce the proportion of female sex workers (FSW) with a detectable HIV viral load in Zimbabwe, recruiting via respondent driven sampling (RDS).MethodsWe will cross-sectionally survey approximately 200 FSW at baseline and at endline to characterise each of 14 sites. RDS is a variant of chain referral sampling and has been adapted to approximate random sampling. Primary analysis will use the ‘RDS-2’ method to estimate cluster summaries and will adapt Hayes and Moulton’s ‘2-step’ method to adjust effect estimates for individual-level confounders and further adjust for cluster baseline prevalence. We will adapt CONSORT to accommodate RDS. In the absence of observable refusal rates, we will compare the recruitment process between matched pairs. We will need to investigate whether cluster-specific recruitment or the intervention itself affects the accuracy of the RDS estimation process, potentially causing differential biases. To do this, we will calculate RDS-diagnostic statistics for each cluster at each time point and compare these statistics within matched pairs and time points. Sensitivity analyses will assess the impact of potential biases arising from assumptions made by the RDS-2 estimation.DiscussionWe are not aware of any other completed pragmatic cluster RCTs that are recruiting participants using RDS. Our statistical design and analysis approach seeks to transparently document participant recruitment and allow an assessment of the representativeness of the study to the target population, a key aspect of pragmatic trials. The challenges we have faced in the design of this trial are likely to be shared in other contexts aiming to serve the needs of legally and/or socially marginalised populations for which no sampling frame exists and especially when the social networks of participants are both the target of intervention and the means of recruitment.The trial was registered at Pan African Clinical Trials Registry (PACTR201312000722390) on 9 December 2013.

Highlights

  • Pragmatic cluster-randomised trials should seek to make unbiased estimates of effect and be reported according to Consolidated Standards of Reporting Trials (CONSORT) principles, and the study population should be representative of the target population

  • In Zimbabwe, data from 2009 to 2013 suggest greater than 10 % annual human immunodeficiency virus (HIV) incidence among FSW [3], that only 67 % are aware of their HIV status and that 49.5 % of all FSW testing positive for HIV have a viral load < 1000 copies/ml (Cowan F, et al HIV care cascade among female sex workers in Zimbabwe: baseline results of the SAPPH-IRe Trial, submitted)

  • We include an offer of pre-exposure prophylaxis (PrEP) for HIV-negative FSW, onsite initiation of antiretroviral treatment (ART) in line with internationally accepted guidelines for those who have tested HIVpositive, and clinical and social support services delivered by clinical staff within this package [7]

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Summary

Methods

We will cross-sectionally survey approximately 200 FSW at baseline and at endline to characterise each of 14 sites. RDS is a variant of chain referral sampling and has been adapted to approximate random sampling. We will adapt CONSORT to accommodate RDS. In the absence of observable refusal rates, we will compare the recruitment process between matched pairs. We will need to investigate whether cluster-specific recruitment or the intervention itself affects the accuracy of the RDS estimation process, potentially causing differential biases. We will calculate RDS-diagnostic statistics for each cluster at each time point and compare these statistics within matched pairs and time points. Sensitivity analyses will assess the impact of potential biases arising from assumptions made by the RDS-2 estimation

Discussion
Background
Methods/Design
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