State of charge estimation for lithium-ion battery based on adaptive extended Kalman filter with improved residual covariance matrix estimator

Abstract

The accurate estimation of the state of charge (SOC) in lithium-ion batteries plays a pivotal role in battery management systems. This paper proposes an improved adaptive extended Kalman filter (IAEKF) algorithm for more precise SOC estimation. Initially, a novel characteristic parameter is introduced to assess the suitability of the forgetting factor in the adaptive forgetting factor recursive least squares (AFFRLS) algorithm. This evaluation aims to improve the accuracy of recognizing the parameters of the battery model. Additionally, an even function with adjustable parameters is constructed to solve the appropriate value for the forgetting factor. Subsequently, the correlation coefficients of the residual series at different moments are approximated by mathematical transformations that link the inner products of the column vectors in the constructed residual matrix to the calculation of the correlation coefficients. By comparing it with optimized thresholds using particle swarm optimization, one can adjust the sliding window length to enhance the estimation accuracy of IAEKF. The experimental results confirm that IAEKF achieves superior estimation accuracy and robustness compared to other AEKF algorithms, and the accuracy of AFFRLS parameter identification is higher than that of recursive least squares, thereby substantiating the effectiveness of the proposed algorithms.