Abstract

The condition monitoring of rolling element bearings (REBs) is essential to maintain the reliable operation of rotating machinery, and the difficulty lies in how to estimate fault information from the raw signal that is always overwhelmed by severe background noise and other interferences. The method based on a sparse model has attracted increasing attention because it can capture deep-level fault features. However, when processing a signal with complex components and weak fault features, the performance of sparse model-based methods is often not ideal. In this work, the fault information-based sparse low-rank algorithm (FISLRA) is proposed to abstract the fault information from a noisy signal interfered with by background noise and external interference. Concretely, a sparse and low-rank model is formulated in the time-frequency domain. Then, a fast-converging algorithm is derived based on the alternating direction method of multipliers (ADMM) to solve the formulated model. Moreover, to further highlight the periodical transients, a correlated kurtosis-based thresholding (CKT) scheme proposed in this paper is also incorporated to solve the proposed low-rank spares model. The superiority of the proposed FISLRA over the traditional sparse low-rank model (TSLRM) and spectral kurtosis (SK) is proved by simulation analysis. In addition, two experimental signals collected from a bearing test rig are utilized to demonstrate the efficiency of the proposed FISLRA in fault detection. The results illustrate that compared to the TSLRM method, FISLRA can effectively extract periodical fault transients even when harmonic components (HCs) are present in the noisy signal.

Highlights

  • To avoid the occurrence of unexpected shutdowns, condition assessment and fault detection methods are widely used in industrial applications [1,2,3,4,5]

  • A sparse and low-rank model is formulated in the time-frequency domain

  • According to the low-rank characteristic and sparsity of fault features in the time-frequency domain, this paper proposes a novel method fault information-based sparse low-rank algorithm (FISLRA) based on a low-rank sparse matrix estimation for the diagnosis of rolling element bearings (REBs)

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Summary

Introduction

To avoid the occurrence of unexpected shutdowns, condition assessment and fault detection methods are widely used in industrial applications [1,2,3,4,5]. The sparse low-rank model-based algorithm can extract fault features more effectively since it can take into account the low rank characteristic and sparsity of the bearing fault features simultaneously [36]. It is found that the extraction of fault features via directly applying the traditional sparse low-rank model without considering the characteristics of bearing vibration signal is susceptible to interference from harmonic components (HCs). To effectively extract the periodical fault transients even when HCs present in the noisy signal, a fault information-based sparse low-rank algorithm (FISLRA) is proposed. To further highlight the periodical transients, the correlated kurtosis-based thresholding (CKT) scheme proposed in this paper is incorporated to solve the proposed low-rank spare model, and a parameter selection scheme is presented in detail. A fault information-based sparse low-rank algorithm (FISLRA) is proposed and applied for fault feature extraction of rolling bearing.

Prior Knowledge of Sparsity and Low-Rank Characteristic
The Proposed Fault Information-Based Sparse Low-Rank Algorithm
Convexity Condition
Algorithm Derivation
Simulation Analysis
Experimental Verification
Case 1
Case 2
Findings
Conclusions
Full Text
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