Abstract

Although cancers are considered stem cell diseases, mechanisms involving stem cell alterations are poorly understood. Squamous cell carcinoma (SQCC) is the second most common lung cancer, and its pathogenesis appears to hinge on changes in the stem cell behavior of basal cells in the bronchial airways. Basal cells are normally quiescent and differentiate into mucociliary epithelia. Smoking triggers a hyperproliferative response resulting in progressive premalignant epithelial changes ranging from squamous metaplasia to dysplasia. These changes can regress naturally, even with chronic smoking. However, for unknown reasons, dysplasias have higher progression rates than earlier stages. We used primary human tracheobronchial basal cells to investigate how copy number gains in SOX2 and PIK3CA at 3q26-28, which co-occur in dysplasia and are observed in 94% of SQCCs, may promote progression. We find that SOX2 cooperates with PI3K signaling, which is activated by smoking, to initiate the squamous injury response in basal cells. This response involves SOX9 repression, and, accordingly, SOX2 and PI3K signaling levels are high during dysplasia, while SOX9 is not expressed. By contrast, during regeneration of mucociliary epithelia, PI3K signaling is low and basal cells transiently enter a SOX2LoSOX9Hi state, with SOX9 promoting proliferation and preventing squamous differentiation. Transient reduction in SOX2 is necessary for ciliogenesis, although SOX2 expression later rises and drives mucinous differentiation, as SOX9 levels decline. Frequent coamplification of SOX2 and PIK3CA in dysplasia may, thus, promote progression by locking basal cells in a SOX2HiSOX9Lo state with active PI3K signaling, which sustains the squamous injury response while precluding normal mucociliary differentiation. Surprisingly, we find that, although later in invasive carcinoma SOX9 is generally expressed at low levels, its expression is higher in a subset of SQCCs with less squamous identity and worse clinical outcome. We propose that early pathogenesis of most SQCCs involves stabilization of the squamous injury state in stem cells through copy number gains at 3q, with the pro-proliferative activity of SOX9 possibly being exploited in a subset of SQCCs in later stages.

Highlights

  • It has been suggested that most cancers arise from normal stem cells [1,2]

  • Squamous cell carcinoma (SQCC) predominantly arise in bronchial epithelia, likely from basal cells, stem cells that normally generate mucinous and ciliated cells

  • We describe how the SOX2 transcription factor and PI3K signaling, which is activated by smoking, induce the squamous injury response in basal cells

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Summary

Introduction

It has been suggested that most cancers arise from normal stem cells [1,2]. Mounting evidence supports this being the case for certain leukemias, in which stem cell/progenitor-specific mechanisms are emerging that involve blocks in differentiation and enhanced self-renewal [3,4]. Vitamin A deficiency, denudation, or smoking—the greatest SQCC risk factor [17,18]—induces a stereotypical metaplastic response in basal cells, which causes replacement of the mucociliary epithelium with a hyperproliferative squamous epithelium [19,20,21,22,23,24,25,26]. This response is reversible, as vitamin A resupplementation or injury/smoking cessation restores mucociliary differentiation [20,24,27]. Many squamous metaplasias regress in chronic active smokers [28,29,30], suggesting that the squamous response cannot naturally be maintained indefinitely

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