Abstract

The Himalaya is a mosaic of complex socio-ecological systems (SESs) characterized by a wide diversity of altitude, climate, landform, biodiversity, ethnicity, culture, and agriculture systems, among other things. Identifying the distribution of SESs is crucial for integrating and formulating effective programs and policies to ensure human well-being while protecting and conserving natural systems. This work aims to identify and spatially map the boundaries of SESs to address the questions of how SESs can be delineated and what the characteristics of these systems are. The study was carried out for the state of Uttarakhand, India, a part of the Central Himalaya. The presented approach for mapping and delineation of SESs merges socio-economic and ecological data. It also includes validation of delineated system boundaries. We used 32 variables to form socio-economic units and 14 biophysical variables for ecological units. Principal component analysis followed by sequential agglomerative hierarchical cluster analysis was used to delineate the units. The geospatial statistical analysis identified 6 socio-economic and 3 ecological units, together resulting in 18 SESs for the entire state. The major characteristics for SESs were identified as forest types and agricultural practices, indicating the influence and dependency of SESs on these two features. The database would facilitate diverse application studies in vulnerability assessment, climate change adaptation and mitigation, and other socio-ecological studies. Such a detailed database addresses particularly site-specific characteristics to reduce risks and impacts. Overall, the identified SESs will help in recognizing local needs and gaps in existing policies and institutional arrangements, and the given methodological framework can be applied for the entire Himalayan region and for other mountain systems across the world.

Highlights

  • Understanding complex interactions and interrelations between humans and their environment is necessary for planning and policy formulation for attaining sustainable development goals

  • socio-ecological system (SES) at at the the regional regional level level is is demanding demanding since since Identification administrative borders often do not coincide with natural variables that determine how administrative borders often do not coincide with natural variables that determine how nature is is managed managed by by people

  • The study has demonstrated an approach to identify and spatially map socio-ecological systems in the Central Himalaya. It developed an indicator-based model on an understanding of the intricate relationship between social systems and ecological systems and by explaining the characteristic features over a large heterogeneous area

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Summary

Introduction

Understanding complex interactions and interrelations between humans and their environment is necessary for planning and policy formulation for attaining sustainable development goals. In an SES, social entities interact and alter natural resources of the ecological systems in multiple ways and at different levels [5,6]. These interactions have been examined without accounting for the dynamics and the complexity of the coupled systems [7,8,9,10,11,12], which is rarely understood and documented [13,14]. Such a lack of understanding is due to

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