Simulation of solar-induced chlorophyll fluorescence in a heterogeneous forest using 3-D radiative transfer modelling and airborne LiDAR

Abstract

Solar-induced chlorophyll fluorescence (SIF) provides a means to estimate plant photosynthetic activities and to detect early plant stress. The accurate quantification of SIF emitted by various scene components (tree crowns and background) may significantly improve the interpretation of top-of-canopy SIF (SIFtoc) measurements made over heterogeneous canopies. To do so, a three-dimensional (3-D) canopy SIF model (FluorFLiES) was introduced by coupling the excitation-fluorescence matrices (EF-matrices) with a 3-D Monte Carlo canopy radiative transfer model (Forest Light Environmental Simulator, FLiES). A tool was developed to construct forest canopy scene components from LiDAR data and enable their simulated contributions in structurally complex forest scenes. FluorFLiES is able to quantify SIF measurements with good accuracy at both half-hourly (R2 = 0.72, RMSE = 0.26 mW m−2 sr−1 nm−1) and daily (R2 = 0.83, RMSE = 0.19 mW m−2 sr−1 nm−1) scales. This study showed that non-photosynthetic elements in tree crowns, the fractional vegetation cover (FVC), and the background (including understory vegetation and soils) had a strong influence on SIFtoc intensity. Non-photosynthetic woody material suppressed the propagation of photons within crowns, thereby decreasing SIFtoc by around 10%. The canopy background made a significant contribution to SIFtoc in the NIR region by scattering downward SIF photons upward, and the background contribution increased rapidly with decreasing FVC: SIFtoc increased two-fold from 0.15 to 0.3 mW m−2 sr−1 nm−1 when ground leaf area index increased from 0.5 to 1.5 m2/m2. The results showed that the fluorescence escape ratio (fesc), a key variable relating observed SIFtoc to photosynthesis CO2 rate, contained a contribution from the background with a magnitude of 42%, even for relatively dense forest canopies. Assuming fesc simulated by the FluorFLiES model as a reference value, this study demonstrated that the current reflectance-based approach may cause large uncertainties (29%) when understory vegetation and/or FVC changes, largely due to neglecting the contribution of background elements. This study highlights the need to separate scene components and to consider multiple scattering within/among these components in interpreting the SIFtoc signal when working with heterogeneous ecosystems. The source code of FluorFLiES is available for further benchmarking.