Abstract

Culture evolves,1-5 but the existence of cross-culturally general regularities of cultural evolution is debated.6-8 As a diverse but universal cultural phenomenon, music provides a novel domain to test for the existence of such regularities.9-12 Folk song melodies can be thought of as culturally transmitted sequences of notes that change over time under the influence of cognitive and acoustic/physical constraints.9-15 Modeling melodies as evolving sequences constructed from an "alphabet" of 12 scale degrees16 allows us to quantitatively test for the presence of cross-cultural regularities using a sample of 10,062 melodies from musically divergent Japanese and English (British/American) folk song traditions.17,18 Our analysis identifies 328 pairs of highly related melodies, finding that note changes are more likely when they have smaller impacts on a song's melody. Specifically, (1) notes with stronger rhythmic functions are less likely to change, and (2) note substitutions are most likely between neighboring notes. We also find that note insertions/deletions ("indels") are more common than note substitutions, unlike genetic evolution where the reverse is true. Our results are consistent across English and Japanese samples despite major differences in their scales and tonal systems. These findings demonstrate that even a creative art form such as music is subject to evolutionary constraints analogous to those governing the evolution of genes, languages, and other domains of culture.

Highlights

  • Previous analyses have focused on population-level macro-scale evolution

  • Some have proposed that universal cultural evolutionary regularities shape cross-cultural musical diversity,[11,14,19,22,23] analogous to evolutionary processes that underlie genetic variation.[1,24,25,26,27,28]

  • While both samples showed a predominance of note insertion/deletions over substitutions, this tendency was substantially stronger in the Japanese sample (4.5:1) than in the English sample (1.6:1), consistent with the tradition of relatively greater freedom of ornamentation (小節 ‘‘kobushi’’—literally, little melody) in Japanese folk song performance tradition.[19,58]

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Summary

Introduction

Previous analyses have focused on population-level macro-scale evolution. Analyses of Western popular and classical music have demonstrated changes over time in the overall frequency of certain types of musical intervals,[30,34] harmonies,[36] or lyrics,[31] but do not address the micro-scale processes by which individual musical works change as they are transmitted between individuals. Such micro-level processes of oral transmission likely played important roles through most of our evolutionary history before the advent of musical notation and audio recording technology.[38] Folk song melodies are amenable to micro-evolutionary analysis in cross-culturally comparable ways,[11] allowing us to study real micro-level processes of cultural change and how these are shaped by cognitive or physical processes. This is important for explaining musical diversity and as a case study for understanding cultural evolution in other domains

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