Segmentation of Individual Trees From TLS and MLS Data

Abstract

Terrestrial laser scanning (TLS) and mobile laser scanning (MLS) data can be used to obtain abundant and precise side information of trees. Therefore, it can enable extracting individual tree parameters, such as the tree height, crown size, crown base height, and diameter at breast height, and it can provide basic data for forest research and management. This study proposes a technical framework for segmenting individual trees from TLS and MLS data. This framework contains six steps: 1) data preprocessing, 2) octree construction, 3) spatial clustering, 4) stem detection, 5) initial segmentation, and 6) overlapped canopy segmentation. This framework makes two main contributions: 1) a top-down hierarchical segmentation approach, including connectivity-based spatial clustering (regional scale), stem-based initial segmentation (individual tree scale), and fine segmentation of overlapped canopy (canopy scale), is proposed to reduce technical difficulties and improve process efficiency; and 2) a modified node similarity calculation for normalized cut method aiming at segmenting overlapped canopy, which can effectively separate neighboring trees even if their canopies are overlapped, is proposed. The proposed framework was tested on a leaves-off terrestrial LiDAR dataset and a leaves-on mobile LiDAR dataset. For terrestrial LiDAR data, our framework achieved completeness of 92.4%, correctness of 95.4%, and F-score of 0.94. For mobile LiDAR data, the corresponding values were 94.0%, 93.7%, and 0.94.