Abstract

BackgroundSeeking consent for genetic and genomic research can be challenging, particularly in populations with low literacy levels, and in emergency situations. All of these factors were relevant to the MalariaGEN study of genetic factors influencing immune responses to malaria in northern rural Ghana. This study sought to identify issues arising in practice during the enrolment of paediatric cases with severe malaria and matched healthy controls into the MalariaGEN study.MethodsThe study used a rapid assessment incorporating multiple qualitative methods including in depth interviews, focus group discussions and observations of consent processes. Differences between verbal information provided during community engagement processes, and consent processes during the enrolment of cases and controls were identified, as well as the factors influencing the tailoring of such information.ResultsMalariaGEN participants and field staff seeking consent were generally satisfied with their understanding of the project and were familiar with aspects of the study relating to malaria. Some genetic aspects of the study were also well understood. Participants and staff seeking consent were less aware of the methodologies employed during genomic research and their implications, such as the breadth of data generated and the potential for future secondary research.Moreover, trust in and previous experience with the Navrongo Health Research Centre which was conducting the research influenced beliefs about the benefits of participating in the MalariaGEN study and subsequent decision-making about research participation.ConclusionsIt is important to recognise that some aspects of complex genomic research may be of less interest to and less well understood by research participants and that such gaps in understanding may not be entirely addressed by best practice in the design and conduct of consent processes. In such circumstances consideration needs to be given to additional protections for participants that may need to be implemented in such research, and how best to provide such protections.Capacity building for research ethics committees with limited familiarity with genetic and genomic research, and appropriate engagement with communities to elicit opinions of the ethical issues arising and acceptability of downstream uses of genome wide association data are likely to be important.

Highlights

  • Seeking consent for genetic and genomic research can be challenging, in populations with low literacy levels, and in emergency situations

  • Engaging local communities in genomic research In Kassena-Nankana District (KND), the Navrongo Health Research Centre (NHRC) has established a model of engaging local communities in research based on the traditional practices of the Kassena-Nankana community [32]

  • Knowledge and understandings of genetic and genomic research Findings from this study demonstrated that in addition to senior researchers and research assistants; project staff, fieldworkers and parents of cases and controls had a good level of comprehension of aspects of the MalariaGEN project relating to malaria, which is a familiar disease in KND

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Summary

Introduction

Seeking consent for genetic and genomic research can be challenging, in populations with low literacy levels, and in emergency situations. All of these factors were relevant to the MalariaGEN study of genetic factors influencing immune responses to malaria in northern rural Ghana. Consent processes for research serve two purposes: first they are a means of respecting participants’ autonomy and decision-making capacity. They can protect prospective participants by providing them with information about potential harms of research, and enabling them to choose to avoid these by declining to take part in research. Specific challenges arising when seeking consent for genetic and genomic research include explaining the research methods, the implications of the complex informatics infrastructure required to support such studies and the potential consequences of future research with samples and data (the nature of which may be unknown at the time consent is sought)[13]

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