Abstract

Phase shifters, often applied for analog beamforming in hybrid millimeter wave systems, are usually imperfect with random phase and gain errors brought by manufacture imperfections. Due to the uncertainty and nonreciprocity of random phase and gain errors, the digital precoder cannot eliminate the inter-user interference, which leads to system performance degradation. In our previous works [1], [2], we have analyzed the degradation of the achievable sum rate caused by imperfect phase shifters. The results show that the impact of random phase and gain errors is indeed very severe and they lead to performance ceiling. In this paper, we propose a novel channel estimation and Hybrid BeamForming (HBF) design method considering the structures both with and without switches. More specifically, we apply the discrete Fourier transform interpolation algorithm to estimate the downlink angle-of-departure of the strongest path, which avoids the exhaustive search of the narrow beam codebook and greatly saves the training overhead. Then, the downlink equivalent channel is estimated at the users and fed back for the digital precoder design, which guarantees the robustness against imperfect phase shifters. Finally, we derive a closed-form expression to make a better tradeoff between the estimation performance and training overhead. We show that our proposed method outperforms other state-of-the-art beam training methods with much less training overhead both theoretically and numerically.

Highlights

  • The fifth-generation (5G) communication systems are expected to achieve higher data rate, larger bandwidth and higher spectral efficiency

  • The results show that the impact of random phase and gain errors is very severe and they lead to a finite ceiling of the achievable sum rate

  • We propose a novel channel estimation and Hybrid BeamForming (HBF) design method, which is robust against random phase and gain errors and can greatly save the training overhead at the same time

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Summary

Introduction

The fifth-generation (5G) communication systems are expected to achieve higher data rate, larger bandwidth and higher spectral efficiency. Thanks to the short wavelength in mmWave frequency band, more antennas can be integrated into small form factors, compared with the sub-6 GHz radio system, to get higher directional gain to combat the severe path loss [4]. In mmWave Multiple-Input Multiple-Output (MIMO) systems with massive antennas, traditional full-digital beamforming can cause unbearable power consumption and hard-. Hybrid BeamForming (HBF) techniques are introduced into mmWave massive MIMO systems [5] to balance the performance benefits and system costs. Hybrid beamforming contains two stages, namely, the Analog BeamForming (ABF) stage in the Radio Frequency (RF) domain and the Digital BeamForming (DBF) stage in baseband. ABF is usually realized by a phase shifter network with constant amplitude constraint, through which massive antennas can be driven by a small number of RF chains

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