Robust 2-D DOA Estimation in a Polarization Sensitive Single User Environment

Abstract

Apart from the conventional parameters (such as signal-to-noise ratio (SNR), array geometry and size, and the number of samples), several other factors (e.g., alignment of the antenna elements, polarization parameters) influence the performance of direction of arrival (DOA) estimation algorithms. When all the antenna elements are aligned in the same direction, the polarization parameters uniformly affect the steering vectors, which is the underlying assumption of almost all conventional DOA algorithms. Unfortunately, in this case, for a given set of DOA angles, there exists a range of polarization parameters resulting in a very low SNR across all the antenna elements in the array and vice versa. To avoid this type of unwanted event, different antenna elements must be aligned differently. However, this fact will make almost all commonly used DOA estimation algorithms inoperable since the steering vectors are contaminated unevenly by the polarization parameters. To the best of our knowledge, no work in the literature handles this issue using simple hardware and signal processing techniques even for a single user environment. In this paper, that line of inquiry is pursued. We consider a circular array with the minimum number (i.e., 4) of short dipole antenna elements and propose an antenna alignment scheme. This ensures that at any given point no more than one element will suffer significantly from low SNR due to the contribution of polarization. A thresholding technique to isolate the antenna element after being seriously contaminated by the polarization parameters is developed and analyzed. Two algorithms that are suited for operating reliably in all possible DOA and polarization environments are addressed. The first algorithm follows the working principle of the popular MUSIC algorithm after cleaning the polarization contributions from the non-signal subspace. The other one, which is found as a byproduct of the process of cleaning the non-signal subspace, can estimate the DOA angles in a closed form manner. The implementations of the above algorithms for an arbitrary number of antenna elements greater than or equal to 4 are also presented. Finally, a thorough performance and complexity analysis are illustrated for those two algorithms considering various polarization and DOA scenarios.