Abstract

Basal ganglia dysfunction is implicated in movement disorders including Parkinson Disease, dystonia, and choreiform disorders. Contradicting standard “rate models” of basal ganglia-thalamic interactions, internal pallidotomy improves both hypo- and hyper-kinetic movement disorders. This “paradox of stereotaxic surgery” was recognized shortly after rate models were developed, and is underscored by the outcomes of deep brain stimulation (DBS) for movement disorders. Despite strong evidence that DBS activates local axons, the clinical effects of lesions and DBS are nearly identical. These observations argue against standard models in which GABAergic basal ganglia output gates thalamic activity, and raise the question of how lesions and stimulation can have similar effects. These paradoxes may be resolved by considering thalamocortical loops as primary drivers of motor output. Rather than suppressing or releasing cortex via motor thalamus, the basal ganglia may modulate the timing of thalamic perturbations to cortical activity. Motor cortex exhibits rotational dynamics during movement, allowing the same thalamocortical perturbation to affect motor output differently depending on its timing with respect to the rotational cycle. We review classic and recent studies of basal ganglia, thalamic, and cortical physiology to propose a revised model of basal ganglia-thalamocortical function with implications for basic physiology and neuromodulation.

Highlights

  • Walker et al, 2012; Miocinovic et al, 2018), though recent studies suggest that this may not be a critical mechanism (Johnson et al, 2020; Yu et al, 2020)

  • The timing of BG-Mthal input to motor cortex with respect to cortical dynamics determines whether movements will be sped or slowed, and the strength of BG-Mthal signaling determines the magnitude of the effect

  • This model is consistent with known pathophysiologic changes in parkinsonism, and may explain the apparently paradoxical clinical effects of BG lesions and DBS

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Summary

DEEP BRAIN STIMULATION

Deep brain stimulation (DBS) treats bradykinesia, rigidity, and tremor in PD by delivering continuous, high-frequency electrical stimulation to GPi or STN (Starr et al, 1998). High frequency optogenetic STN stimulation improves parkinsonism in 6-OHDA-treated rats, which is difficult to attribute to somatic suppression (Yu et al, 2020). These data argue that there is a second “paradox of stereotaxic surgery”—that neuronal suppression and high frequency activation have nearly identical clinical effects. GPi lesions or inactivation consistently slow movement in previously healthy subjects, again in direct opposition to rate model predictions (Horak and Anderson, 1984; Mink and Thach, 1991; Inase et al, 1996; Desmurget and Turner, 2010). Bradykinetic PD patients move faster after pallidotomy, but patients with preserved movement speed move slower (Bastian et al, 2003)

PHYSIOLOGIC CHANGES ASSOCIATED WITH PARKINSONISM
SUMMARY AND FUTURE DIRECTIONS
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