Retrieving Directional Gap Fraction, Extinction Coefficient, and Effective Leaf Area Index by Incorporating Scan Angle Information From Discrete Aerial Lidar Data

Abstract

The scan angle information implicitly contained within the 3-D point cloud data (PCD) generated from light detection and ranging strongly affects the retrieval accuracy of the forest canopy structural parameters. Using information generated from overlapping aerial laser scanning (ALS) flight paths with multiple scan angles over a forest canopy can help to remove the occlusion effects between foliage elements, ultimately creating a relative comprehensive PCD. In this paper, we develop a novel physically based scan angle correction algorithm to retrieve the effective leaf area index (LAIe) of a forest canopy using ALS. Furthermore, we investigate the effects of scan angle and the number of ALS overpass lines from adjacent flight paths over a forest canopy on directional gap fraction (DGF) estimates. Our results suggest that ALS-based LAIe estimates capture 71.35% of the variations in LAIe derived from digital hemispherical photography. A forest canopy point cloud created using PCD from multiple overlapping ALS flight paths was sufficient to quantitatively reveal the anisotropy characteristics of DGF variations. These results suggest that scan angle information should not be neglected in retrieving forest canopy structural parameters, especially when using ALS data collected with a wide scan angle (i.e., −30° to 30° in this paper). Finally, this paper provides a solid foundation to characterize the 3-D spatial distribution of a forest radiation regime using ALS-based forest PCD.