Relative symplectic caps, 4-genus and fibered knots

Abstract

We prove relative versions of the symplectic capping theorem and sufficiency of Giroux’s criterion for Stein fillability and use these to study the 4-genus of knots. More precisely, suppose we have a symplectic 4-manifold X with convex boundary and a symplectic surface Σ in X such that ∂Σ is a transverse knot in ∂ X. In this paper, we prove that there is a closed symplectic 4-manifold Y with a closed symplectic surface S such that (X,Σ) embeds into (Y,S) symplectically. As a consequence we obtain a relative version of the symplectic Thom conjecture. We also prove a relative version of the sufficiency part of Giroux’s criterion for Stein fillability, namely, we show that a fibered knot whose mondoromy is a product of positive Dehn twists bounds a symplectic surface in a Stein filling. We use this to study 4-genus of fibered knots in $\mathbb {S}^{3} $ . Further, we give a criterion for quasipositive fibered knots to be strongly quasipositive.