Abstract

In a global context of climate change and increased water scarcity, the development of efficient irrigation schemes in sub-Saharan Africa where rainfed agriculture still prevails could significantly support food security. However, developing efficient irrigation schemes is highly challenging and necessitates the resolution of a number of collective action problems. Since the 1980s, a large body of research has explored the conditions needed for successful collective action, sustainable use of the resource in irrigation schemes, and the development of efficient institutions. Although there is no agreed-upon definition of what successful, sustainable, or efficient governance schemes or institutions are, there is a common understanding that institutions that last over a long period of time are successful. However, past work mostly paints a homogenous and holistic picture of institutional efficiency across a given CPR, while limited research has investigated differences in terms of institutional efficiency between appropriators with various levels of institutional experience. In order to deepen our understanding of institutional efficiency, this study investigates how appropriators in one irrigation scheme, with different lengths and types of institutional experience, practice institutions. Building on existing literature, we ask how institutional efficiency relates to institutional experience at the levels of both irrigation units and the appropriators of water. To answer this research question, we conducted our analysis in the Mwea irrigation scheme (MIS) in Kenya, an irrigation scheme that has not only persisted but expanded over time since the 1950s. We analyze payment of operation and maintenance (O&M) fees for 71 irrigation units over two consecutive years. We also explore the results of 422 household surveys on the practice of institutions conducted in eight irrigation units with distinct duration and types of institutional experience. This work sheds new light on the dynamic formation and definition of institutional efficiency by highlighting the importance of farmers’ experience and empowerment in supporting adaptive institutions. We show that under the pressure of experienced and empowered appropriators, institutions can evolve and adapt to become more efficient. Irrigation schemes can only alleviate food insecurity when farmers are deeply involved in local institutions. This study shows their central role in correctly appropriating and provisioning the resource but also in using their knowledge and authority to critique the rules in place and promote the adaptation of institutions.

Highlights

  • In a global context of climate change and increased water scarcity, the development of successful irrigation schemes in sub-Saharan Africa where rainfed agriculture still prevails could significantly support food security (Burney et al 2013; Elliott et al 2014)

  • We analyze a long-enduring common pool resources (CPRs), the Mwea irrigation scheme (MIS) in Kenya, a network created in the 1950s and whose appropriators have held different lengths of tenure

  • The ANOVA models for the 2011 and 2012 payment of operation and maintenance (O&M) fees reveal that both categorical variables are significant in the 2011 O&M model whereas none are significant in the 2012 O&M model (Table 2)

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Summary

Introduction

In a global context of climate change and increased water scarcity, the development of successful irrigation schemes in sub-Saharan Africa where rainfed agriculture still prevails could significantly support food security (Burney et al 2013; Elliott et al 2014). Developing successful irrigation schemes is highly challenging. There is no agreed-upon definition of what successful or sustainable governance is, there is a common understanding that “successful institutions [are] those that last over time, constrain users to safeguard the resource, and produce fair outcomes” (Agrawal 2001). Successful institutions structure the appropriation and provisioning of the resource in order to achieve these objectives.. The Mwea Irrigation Scheme: institutional changes and physical growth. The Mwea Irrigation Scheme (MIS), a CPR managed by appropriators with diverse levels of institutional experience, has a long and unique history of.

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