Abstract

Studies have shown large variation of referral probabilities in different countries, and many influencing factors have been described. This variation is most likely explained by different healthcare systems, particularly to which extent primary care physicians (PCPs) act as gatekeepers. In Switzerland no mandatory gatekeeping system exists, however insurance companies offer voluntary managed care plans with reduced insurance premiums. We aimed at investigating the role of managed care plans as a potential referral determinant in a non-gatekeeping healthcare system. We conducted a cross-sectional study with 90 PCPs collecting data on consultations and referrals in 2012/2013. During each consultation up to six reasons for encounters (RFE) were documented. For each RFE PCPs indicated whether a referral was initiated. Determinants for referrals were analyzed by hierarchical logistic regression, taking the potential cluster effect of the PCP into account. To further investigate the independent association of the managed care plan with the referral probability, a hierarchical multivariate logistic regression model was applied, taking into account all available data potentially affecting the referring decision. PCPs collected data on 24’774 patients with 42’890 RFE, of which 2427 led to a referral. 37.5% of patients were insured in managed health care plans. Univariate analysis showed significant higher referral rates of patients with managed care plans (10.7% vs. 8.5%). The difference in referral probability remained significant after controlling for other confounders in the hierarchical multivariate regression model (OR 1.355). Patients in managed care plans were more likely to be referred than patients without such a model. These data contradict the argument that patients in managed care plans have limited healthcare access, but underline the central role of PCPs as coordinator of care.

Highlights

  • A strong primary care contributes to quality and efficiency of a healthcare system [1]

  • The variation between countries might be most likely explained by different healthcare systems; the extent to which primary care physicians (PCPs) act as gatekeepers and the revenue scheme for the health care providers are important determinants

  • Overall data of 90 PCPs was included in the study. 24,774 consultations and 42,890 reasons for encounters (RFE) were recorded. 2,427 RFE led to a referral, corresponding to a referral rate of 9.4%

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Summary

Introduction

A strong primary care contributes to quality and efficiency of a healthcare system [1] This crucial role of primary care physicians (PCP) is reflected in referrals from primary to secondary care. The variation between countries might be most likely explained by different healthcare systems; the extent to which PCPs act as gatekeepers and the revenue scheme for the health care providers are important determinants. The role of managed health care plans has so far only rarely been assessed, mainly due to the fact that in many healthcare settings the freedom of choice between different systems is not given. The introduction of mandatory managed health care plans for all citizens was highly rejected by a public vote in 2012; a major fear was that gatekeeping results in restrictions to healthcare access and in reduced health care quality

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