Abstract

IntroductionThe Reduced Emissions from Deforestation and Forest Degradation (REDD) framework is being developed to reduce carbon emissions into the atmosphere due to deforestation and forest degradation. Phelps et al. (2010) have, however, raised concerns that REDD could cause the recentralization of forest lands in so-called developing through providing central governments and international players with increased control over forests, thus potentially seriously setting back efforts to institute more locally sensitive decentralized models of forest management. They argue that over the last quarter century many non-industrialized countries have adopted more decentralized forms of resource management, hard fought reforms that have given many local forest users increased rights and responsibilities, at least over forests of lower economic value.While the extent to which locals have been allocated rights and responsibilities in association with forest management varies considerably (see Hall et al. 2011; Ribot 1999; 2004; McCarthy 2001; Badola 1998; Fisher 1998; Vandergeest 1996), at least the rhetoric of the desirability to substantially increase the participation of local users in forest management has advanced considerably in recent decades. This has frequently translated into more agency for local people, although there are often important trade-offs between sustainability and local benefits when decentralization occurs (Jagger et al. 2005). In addition, devolving control in cases when local elites are able to capture benefits at the expense of other local resource users can be counter-productive (Barr et al. 2006; McCarthy 2001; 2004; Hutchcroft 2001), thus necessitating careful consideration of the circumstances surrounding particular cases. Still, overall efforts to devolve power to local resource users have resulted in better forest protection and increased benefits for local people (Persha et al. 2011; Agrawal and Ostrom 2008; Agrawal and Gibson 1999; Ribot 1999).Crucially, the shift to increasing local forest management rights and responsibilities has largely been driven by two main arguments. The first is ethical, or rights-based, and is founded on the recognition that local people have often been severely and unfairly disenfranchised by governments, and that locals therefore deserve to gain significant rights and responsibilities over the lands and forests that they have long depended on for their livelihoods. This position asserts that governments and others have a moral obligation to rectify the serious wrongs that have been imposed on local and especially indigenous forest users, and that empowering people is the only ethically appropriate thing to do, regardless of whether such changes lead to improved forest management or not.1)The second argument is fundamentally pragmatic, and is grounded on the fact that past efforts by distant actors, both governmental and private, to effectively manage forest resources have often failed to ensure sustainable management and protection (Ribot 1999; Agrawal and Ostrom 2008). Many have argued that decentralizing management and empowering local users to significantly benefit from forest resources is often the most efficient and cost-effective way to manage forests. Being participatory and transparent is particularly crucial (Cortula and Mayers 2009; Somanathan et al. 2009). Those taking this position frequently point out that central governments, especially in poorer countries, rarely have the resources or convictions to effectively protect forests from various threats (Ribot 1999; 2004; Ostrom 1990), although government recognition and support for local people in gaining rights to use and manage natural resources frequently remains critical, as without it limiting or excluding users may not be feasible (Ostrom 1990; Baird and Flaherty 2005).At present the increased global focus on utilizing REDD (including REDD+) to fund forest protection represents a potential threat to the trend in forest management decentralization, as argued by Phelps et al. …

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