Abstract

Mensuration of tree growth habits is of considerable importance for understanding forest ecosystem processes and forest biophysical responses to climate changes. However, the complexity of tree crown morphology that is typically formed after many years of growth tends to render it a non-trivial task, even for the state-of-the-art 3D forest mapping technology—light detection and ranging (LiDAR). Fortunately, botanists have deduced the large structural diversity of tree forms into only a limited number of tree architecture models, which can present a-priori knowledge about tree structure, growth, and other attributes for different species. This study attempted to recruit Hallé architecture models (HAMs) into LiDAR mapping to investigate tree growth habits in structure. First, following the HAM-characterized tree structure organization rules, we run the kernel procedure of tree species classification based on the LiDAR-collected point clouds using a support vector machine classifier in the leave-one-out-for-cross-validation mode. Then, the HAM corresponding to each of the classified tree species was identified based on expert knowledge, assisted by the comparison of the LiDAR-derived feature parameters. Next, the tree growth habits in structure for each of the tree species were derived from the determined HAM. In the case of four tree species growing in the boreal environment, the tests indicated that the classification accuracy reached 85.0%, and their growth habits could be derived by qualitative and quantitative means. Overall, the strategy of recruiting conventional HAMs into LiDAR mapping for investigating tree growth habits in structure was validated, thereby paving a new way for efficiently reflecting tree growth habits and projecting forest structure dynamics.

Highlights

  • Trees play a fundamental role in maintaining forest ecosystems by adapting their biophysical, biochemical or physiological characteristics to the integrity of biotic and abiotic environmental influences (Saxe et al, 2001)

  • Given that Tree height (TH) and diameter at breast height (DBH) were selected as the representative variables to assess the derivations of the crown internal (CI) and tree external (TE) feature parameters, their derivations from the airborne laser scanning (ALS) and terrestrial laser scanning (TLS) data were examined

  • The performance of TLS-based DBH derivations and ALS-based TH estimations are shown in Figure 4, with high-value R2 and low-value root mean squared error (RMSE) but with linearly-varying estimation biases at different value ranges that are principally caused by the systematic errors of the scanning systems

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Summary

Introduction

Trees play a fundamental role in maintaining forest ecosystems by adapting their biophysical, biochemical or physiological characteristics to the integrity of biotic and abiotic environmental influences (Saxe et al, 2001). Learning tree growth habits in structure has considerable implications for understanding from how single trees cope with diversified environmental stresses to how integral forests function in multiplex terrestrial processes (Pinard et al, 1999). This task is especially interesting for the trees growing in the boreal environment, since characterizing tree growth habits in structure in such a condition that is enduring quicker warming than global warming (Shepherd, 2016) facilitates projecting how trees will respond to the climatic scenarios in the future

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